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Showing 931 - 940 of 6457 results for "Regulatory"

Misconduct cases soar at CBA

ELIZA BAVIN  |  WEDNESDAY, 14 AUG 2024
... misconduct, just 180 resulted in the termination of the offender. CBA also updated shareholders on its current litigation and regulatory matters. It said there are seven class actions against it which are ongoing, including two shareholder class actions ...

Janus Henderson to buy private credit manager Victory Park Capital

ANDREW MCKEAN  |  TUESDAY, 13 AUG 2024
... cash and Janus Henderson common stock. The transaction is anticipated to close in the fourth quarter of 2024, pending regulatory approvals and is expected to have a neutral to positive impact on earnings per share in 2025. Pacific Current could also ...

AFCA urges super trustees to improve processes

ELIZA BAVIN  |  TUESDAY, 13 AUG 2024
The Australian Financial Complaints Authority (AFCA) said the average loss on a superannuation scam complaint was just under $90,000. AFCA said of the nearly 11,000 complaints in relation to scams last financial year, less than 20 came from superannuation ...

BHP, Rio Tinto, Qantas back carbon credits fund

JAMIE WILLIAMSON  |  MONDAY, 12 AUG 2024
... wholesale investors and carbon market participants who wish to complement existing decarbonisation efforts and meet regulatory compliance obligations, while also generating risk-weighted returns. It has already received $80 million from cornerstone investors ...

Wollemi Capital appoints former state Treasurer

ELIZA BAVIN  |  MONDAY, 12 AUG 2024
Wollemi Capital has appointed former NSW Treasurer Matt Kean as director, regulatory affairs and strategic partnerships. Wollemi said Kean - who was recently appointed chair of the Climate Change Authority - brings deep expertise in catalysing public ...

Dimensional to launch three more ETFs

KARREN VERGARA  |  MONDAY, 12 AUG 2024
... Trust, Global Value Trust, and Global Small Company Trust are set to trade on the ASX around August 19, pending ASX and regulatory approvals. Subsequently, the names of the funds will change to Dimensional Australian Value Trust - Active ETF, Dimensional ...

ASIC intends to extend legislative instruments

MATTHEW WAI  |  FRIDAY, 9 AUG 2024
ASIC is set to extend three legislative instruments for five years, one of which relates to record keeping for financial advisers. The instruments are: Class Order [CO 14/923] Record-keeping obligations for Australian financial services licensees when ...

UK regulators propose framework for workplace pension schemes

ANDREW MCKEAN  |  FRIDAY, 9 AUG 2024
UK regulators have proposed rules for a new 'Value for Money' framework for default workplace defined contribution pension schemes, which has been likened to an "evolved version" of the APRA performance test. The joint framework, developed by the Financial ...

Zenith head of research calls time

ANDREW MCKEAN  |  THURSDAY, 8 AUG 2024
... founding shareholders, she's led a growing and market leading internal research team through a myriad of broader industry, regulatory, and market changes. Bronwen has been a great mentor to many of our investment analysts, both current and former, who ...

Family offices face more complex challenges: Ocorian

ANDREW MCKEAN  |  WEDNESDAY, 7 AUG 2024
... professionalise as a way to stand out in an increasingly crowded market," Harman said. However, he pointed out that regulatory and compliance issues will become a significant challenge. The research found that over a third of those surveyed viewed navigating ...