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Showing 921 - 930 of 2220 results for "Systems"

BT Financial Advice cuts grandfathered commissions

JAMIE WILLIAMSON  |  WEDNESDAY, 20 JUN 2018
... full year. BT Advice believes the October 1 deadline provides enough time to implement the change across its various IT systems, platforms and products. A prospective ban on conflicted remuneration was outlined in the FoFA reforms in 2013 but an allowance ...

Agricultural asset manager promotes new fund

KANIKA SOOD  |  MONDAY, 18 JUN 2018
... in higher rainfall areas. It will also consider environmental factors including salinity, water quality and vegetation systems as part of an ESG focus. Growth Farms Australia's managing director David Sackett said agricultural land had low correlation ...

Asset manager awards admin mandate

KARREN VERGARA  |  FRIDAY, 15 JUN 2018
... while increasing the capacity for client service. SS&C Technologies acquired DST Global Solutions, a subsidiary of DST Systems, for $95 million in cash in December 2014. Global Merces managing director and chief executive Holly Grofski said: "we were ...

Advice and stock broking firm fined $35k

HARRISON WORLEY  |  WEDNESDAY, 13 JUN 2018
... to provide, it is responsibility of the market participant to explore all options reasonably open to it in ensuring its systems and processes can capture and report the required data. ASIC said by providing regulatory data the number of requests for ...

CBA settles with AUSTRAC for $700m

JAMIE WILLIAMSON  |  MONDAY, 4 JUN 2018
... comprehensive program to improve operational risk management and compliance. To date, CBA has spent more than $400 million on systems, processes and people relating to AML/CTF compliance and will continue to prioritise investment in this area, he said. ...

ASX invests in e-property settlements business

KANIKA SOOD  |  THURSDAY, 31 MAY 2018
... and legal communities, while the ASX brings to the venture its expertise in operating high volume electronic settlement systems amid regulations as well as it's connectivity with the Reserve Bank of Australia. ASX and ATI are getting two board seats ...

Westpac off the hook in BBSW scandal

KANIKA SOOD  |  FRIDAY, 25 MAY 2018
... January, alleging BBSW rate rigging. CBA acknowledged its conduct was unconscionable on five occasions and its policies and systems were inadequate for monitoring staff trading and communication to prevent the situation. NAB and ANZ faced $10 million ...

Women's leadership initiative adds men(tors)

JAMIE WILLIAMSON  |  THURSDAY, 24 MAY 2018
... the belief of FEW that the lack of progression for women in the last 20 years has been more about lack of the support systems needed to get from A to B. FEW has had a very positive impact in helping women in the industry achieve their goals by providing ...

Trustee services provider appoints new chair

ALEX BURKE  |  TUESDAY, 15 MAY 2018
... marketplace." "Built in Australia, Sargon has a natural advantage in the region as Australia has one of the best pension savings systems in the world," Rankin said. "Sargon is enabling greater competition and choice in the Australian superannuation and ...

Budget measures to drive up super costs

ALEX BURKE  |  MONDAY, 14 MAY 2018
... changes to contracted fees payable to service providers. This change may require changes to governing rules, administration systems, product disclosure and other member communications," he said. It should be noted several superannuation funds have done ...