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Showing 891 - 900 of 2458 results for "Court"

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... ongoing efforts to ensure the integrity of public markets critical to our financial system." According to admissions and court documents, numerous traders and personal on J.P. Morgan's precious metals trading desk in New York, London and Singapore ...

Mawhinney lashes out at regulator

ELIZABETH MCARTHUR  |  TUESDAY, 29 SEP 2020
... report actually refers to the company's business model as unsustainable. A provisional liquidators' report filed with the court by Grant Thornton found that the business model of M101 Nominees was not sustainable on the basis that M Core noteholders ...

Watermark LIC seeks restructure

KANIKA SOOD  |  MONDAY, 28 SEP 2020
... investors seek to replace Geoff Wilson and John Abernethy on its board. The Australian Leaders Fund (ASX: ALF) will seek court and shareholder approval to convert all its units to a new share class in Watermark's unlisted Absolute Return Fund. It follows ...

ASIC wealth director nabs promotion

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... with the Commonwealth Treasury. Bird started off her career as an associated to the Honorary Michael McHugh, of the High Court of Australia, who served from 1989 to 2005. She worked with McHugh as an associate for one year in 1990. After this, she worked ...

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... relevant products and reported all relevant historical transactions," King said. "This agreement is an important step in the court process. It provides more certainty to all our stakeholders as we continue to implement the measures in our response plan ...

Index manager, friend charged for insider trading

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... June and October last year. The SEC identified Yang's employer as 'Company A' in a summary of allegations filed with a US court but said it was a New York corporation and provided ratings, benchmarks, research and analytics to capital and commodity markets ...

End of Super Complaints Tribunal nears

ELIZABETH MCARTHUR  |  MONDAY, 21 SEP 2020
... unlikely to be finalised by the end of the year. The amendment will allow AFCA to consider matters that are before the Federal Court on appeal from the SCT that are not finalised too. AFCA has been receiving super complaints since 1 November 2018, but ...

Grow Super founder pleads guilty

ELIZABETH MCARTHUR  |  FRIDAY, 18 SEP 2020
... charged with using insider information to bet on the 2019 Dally M Awards. They both plead guilty at Downing Centre Local Court today. Alongside his role at Grow, Wilson was chief executive and founder of start-up sports technology company StatEdge and ...

IPO Wealth ordered to wind up

ELIZA BAVIN  |  FRIDAY, 18 SEP 2020
The Supreme Court of Victoria has made a winding up order for Mayfair 101's IPO Wealth fund. In response to the decision, Mayfair said it was disappointed with the outcome and believes it will result in negative ramifications for unitholders. The embattled ...

State Street cops $1.25m fine from AUSTRAC

KANIKA SOOD  |  WEDNESDAY, 16 SEP 2020
... to about $1.25 million. AUSTRAC has five main tools for enforcement action: getting civil penalty orders from the Federal Court, referring to the public prosecutor for possible criminal prosecution, enforceable undertakings, infringement notices and ...