Search Results | Showing 881 - 890 of 12178 results for "May" |
| | | ... incident or breach, or how to record and escalate one. "Some licensees did not appear to consider that a single complaint may give rise to an incident or a breach and become reportable. Some licensees only reviewed their complaints monthly, which does ... |
| | | | ... additional monitoring and supervision obligations to ensure these advisers are compliant with the regulations and, where they fail, may incur civil penalties. Abood welcomed this surprise inclusion, saying many FAAA members have expressed interest in ... |
| | | | ... period. There are also instances where the guidance provided allows directors to provide a rating based on experience that may not be relevant to the skill set being assessed," Deloitte said. "One example of this is the 'Industry Knowledge - Superannuation ... |
| | | | ... return objectives and clearly defined parameters for identifying underperformance or circumstances where closer monitoring may be required," he said. "Where options are not performing as anticipated, they must decide how best to act, considering the ... |
| | | | ... positive complaints management culture, including a focus on gathering accurate data. "The gaps we've identified suggest there may be inconsistent IDR reporting practices across the industry," Kirkland said. "While there may be reasonable explanations ... |
| | | | ... initially placed stop orders on the product in February this year. ASIC believes that since February 2022, more than $480 million may have been invested in the fund by close to 6000 consumers. This was done primarily through their superannuation and ... |
| | | | ... recognising signs if there is an imbalance as this can be tricky. "You're in a meeting, you're working to your agenda, you may not pick up on the subtle signs that can occur. Be conscious of that," he said. Doing so can lead to some confronting ... |
| | | | ... Republican majorities in the Congress and Senate," Thompson said. "While positive for near term growth, these initiatives may add to inflationary pressures and result in 'higher for longer' interest rate settings. This has quickly been priced in by bond ... |
| | | | ... George John is hopeful that the committee will report by the designated date. However, if the federal election is called before May, the inquiry lapses. "The calling of the election is when parliament is suspended and we'll have to recall it. There's ... |
| | | | The failure of the government to pass its proposed $3 million superannuation tax last week may well see the measure abandoned. The Division 296 tax could be shelved until after the next federal election, missing out on the opportunity to pass during ... |
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