Search Results | Showing 851 - 860 of 5223 results for "2015-16 ASIC" |
| | | ASIC has prolonged its product intervention orders for short-term and continuing credit contracts in a bid to protect vulnerable retail investors. The orders, which were first implemented in July 2022, will now be extended until 1 October 2032, or until ... |
| | | | ... working, citing the non-disclosure of her prior unrelated hospitalisations for serious mental health issues as fraudulent. ASIC alleged Zurich, the legal successor in the case, breached its duty of utmost good faith by failing to consult the financial ... |
| | | | ... extracting more than $550,000 from the company's accounts to purchase shares in a security company for his personal benefit. ASIC froze the assets of Naseeruddin's companies in 2019, and successfully obtained orders in 2020 to wind them up. "Investors ... |
| | | | ... preservation orders to restrict Brite's operations, however authorised the receivers to manage the company's ongoing activities. ASIC said it took these steps to protect client assets, and the management of those assets, on an ongoing basis, while the ... |
| | | | ... is not adequately trained or competent to provide financial services; and is likely to contravene financial services law. ASIC believes that about 40 clients were affected and some $3.5 million invested was not approved by Shaw and Partners. He was banned ... |
| | | | ASIC commenced civil penalty proceedings against Adam Blumenthal, the director of investment bank EverBlu Capital, for alleged market rigging and failing in his duties as a director to manage conflicts of interest. The case will also look at Blumenthal's ... |
| | | | Life insurers are underhandedly hiking premiums in a way that is misleading and fails to explain why they are rising, according to APRA and ASIC, warning that they will take regulatory action if practices do not improve. The regulators have reprimanded ... |
| | | | ... retirees or were approaching retirement. So, the timing of losing their super through their SMSF was regrettable," he said. ASIC and the Australian Taxation Office jointly regulate the SMSF sector; the ATO has the role of auditing SMSF auditors. Financial ... |
| | | | ASIC has prohibited former AMP Financial Planning (AMPFP) adviser Darron Mink from providing financial services or engaging in credit activities for five years. Mink, who was also the sole director of Newcastle's Pinnacle Financial and Investment ... |
| | | | ... client's interests". The panel has the power to make a registration prohibition order under s 921L(1)(c) Corporations Act 2001. ASIC on the other hand has more extensive banning orders under sections 920A & 920B. The FSCP recently hit Timothy Leslie ... |
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