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Showing 831 - 840 of 1174 results for "Wales"

UK to consider Australia model for small pension fund mergers

MARK SMITH  |  TUESDAY, 28 MAY 2013
... cheapest ones. Last week David Cameron's government launched a review into whether the 89 separate bodies in England and Wales are managing their vast portfolios effectively, and called for evidence on the future shape and size of local government pensions. ...

Paragem FUA reaches $1.9bn after new mergers

LAURA MILLAN  |  FRIDAY, 24 MAY 2013
... joined Paragem. Previously operating under Securitor in Chatswood, it was one of Securitor's larger practices in New South Wales, with approximately $150 million under advice. It will operate under the Paragem AFSL with three authorised representatives. ...

GSAM builds third party distribution team

STAFF WRITER  |  THURSDAY, 9 MAY 2013
... party distribution team with the appointment of former Waratah's rugby player Ben Daly as key account manager for New South Wales and Queensland. This follows the appointment of Jessica Jones as head of third party distribution in July 2012 and Nick ...

Halifax to fix deficiencies after ASIC review

ALICE URIBE  |  FRIDAY, 5 APR 2013
... breaches in reporting processes for complaints assessment and handling. Halifax has offices across Queensland, New South Wales, Victoria and Western Australia and is a provider of online platforms, offering clients the ability to trade derivatives, stock ...

Securities dealer scales back after ASIC review

LAURA MILLAN  |  THURSDAY, 4 APR 2013
... to investors via a network of more than 35 corporate and individual authorised representatives in Queensland, New South Wales and Victoria. Following an ASIC review of CSS' operations in 2012, ASIC found several license compliance breaches including ...

Admin costs rise four-fold off-platform: research

ALICE URIBE  |  THURSDAY, 28 MAR 2013
... base of 4,000 and funds under advice (FUA) of $120 million. The other was an off-platform practice in regional New South Wales with 450 clients and FUA of around $200 million.

ASIC bans another insurance broker

MARK SMITH  |  FRIDAY, 22 MAR 2013
... Commission (ASIC) permanently banning a Sydney insurance broker. Ronald Coshott, director of Bay Pacific in Edgecliff, New South Wales, was found to be engaged in dishonest conduct following an investigation between 15 October 2010 and 28 March 2012. ...

ClearView appoints heads of direct and advice

LAURA MILLAN  |  TUESDAY, 5 MAR 2013
... also appointed Jason Jones as national sales manager in Wealth, Kellie Byrne as business development manager in New South Wales and the Australian Capital Territory and Rob McPherson as state manager in Western Australia and South Australia.

Three new GMs at ipac

MARK SMITH  |  THURSDAY, 28 FEB 2013
... it was announced today. Eric Gibson, Nick Brinkworth and Craig Weber have been appointed as general managers of New South Wales, Queensland and Victoria respectively following ipac's merger with Tynan Mackenzie late last year. They will be responsible ...

ASIC court order against Sydney adviser

LAURA MILLAN  |  WEDNESDAY, 13 FEB 2013
... clients were advised to use money from their Self Managed Superannuation Funds. ASIC said that Nakhl, from Illawong, New South Wales, may not have used investors' money only for the purposes he presented to investors, but for different purposes. ASIC ...