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Showing 711 - 720 of 1037 results for "Panel"

Pro bono advice on rise amid regulatory change

LAURA MILLAN  |  FRIDAY, 2 AUG 2013
... advice on how to deal with the consequences of natural disasters, but consumers can also ask straight forward questions to a panel of advisers formed by at least 70 members," the FPA chief executive Mark Rantall said.

Regulator taking a "facilitative" approach to change

ALICE URIBE  |  THURSDAY, 1 AUG 2013
... implementation of regulatory changes, saying that the regulator would take a "facilitative" approach. Speaking during a panel session with Australian Prudential Regulation Authority (APRA) Member Helen Rowell that was chaired by the FSC director of policy ...

Submit your SMILEYS 2014 entry now

STAFF WRITER  |  MONDAY, 22 JUL 2013

UBS fined $30,000 for decimal point mistake

MARK SMITH  |  FRIDAY, 19 JUL 2013
... fine of $30,000 after a misplaced decimal point caused the price of a BetaShares ETF to fall by 99%. Markets Disciplinary Panel (MDP) issued an infringement notice for the breach of market integrity rules. On 16 December 2011, UBS submitted an order ...

BFO to "name and shame" misbehaving bankers

LAURA MILLAN  |  FRIDAY, 19 JUL 2013
The board of the Banking and Finance Oath (BFO) has formed an independent review panel to address cases of unethical behaviour within the banking and finance industry. Signatories of the oath will be referred to the review panel if they are found to ...

Super board quality compromised over pay rates

ALICE URIBE  |  FRIDAY, 19 JUL 2013
... reducing effectiveness according to law firm Corrs Chambers Westgarth chief executive John Denton. Speaking as part of a panel at The Economist Bellwether 2013 Australian Forum in Sydney this week, Denton said that despite Australia's superannuation ...

BNP Paribas launches dealing services in Australia

LAURA MILLAN, MARK SMITH  |  TUESDAY, 25 JUN 2013
... established broker relationships and the associated benefits while this offering allows clients to keep their existing broker panel," Jond finished. BNP Paribas Securities is a global custodian with over USD$7 trillion assets under custody.

Market Wrap AM

AAP  |  WEDNESDAY, 19 JUN 2013
... the broader All Ordinaries index was down 10.4 points, or 0.22 per cent, to 4,794.6 points. The Federal Reserve's policy panel on Tuesday kicked off a two-day meeting that will culminate in a Wednesday policy statement and news conference with chairman ...

Credit Suisse awarded best UHNW service provider

LAURA MILLAN  |  TUESDAY, 18 JUN 2013
... business intelligence provider RFi, and decided by a combination of more than 1,000 banking clients and an expert judging panel.

Merrill Lynch to pay $120k over compliance infringement

JAMES FERNYHOUGH  |  MONDAY, 3 JUN 2013
... (Merrill Lynch) has paid a penalty of $120,000 to comply with an infringement notice issued by the Markets Disciplinary Panel (MDP). The Australian Securities and Investments Commission (ASIC) said Merrill Lynch had failed to put in place "organisational ...