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Showing 661 - 670 of 885 results for "Australian Financial Services"

New credit ratings agency in town

COMPANY RELEASE  |  FRIDAY, 26 MAR 2010
... Ratings Agency. According to a press release, CSC is the first Australian-owned CRA to obtain an Australian Financial Services License to provide credit ratings. The company joins the ranks of Standard & Poor's, Moody's Investors Service and Fitch Ratings ...

ASIC cancels Teys Property AFSL

ASIC RELEASE  |  FRIDAY, 26 MAR 2010
ASIC has cancelled the Australian Financial Services licence of Teys Property Funds after the firm went into external administration earlier this month. Teys is now known as TPFL Ltd. The firm is the responsible entity of eleven property and mortgage ...

SA adviser banned for no AFSL

ASIC RELEASE  |  THURSDAY, 18 MAR 2010
... financial services for five years, after giving out trading and advice services without having an Australian Financial Services Licence. The banning of Fleetwood follows an ASIC investigation of his conduct while a director of Fleetwood Advisory Group ...

Advisers to boost political clout

RUTH LIEW  |  MONDAY, 8 MAR 2010
... Planning Association of Australia said it has two forums for its 600 principal members, who are Australian financial services licensees: the Small Principals' Forum, chaired by Brad Butler CFP, and the Medium to Large Principal Forum. In response to ...

Introducing Chris Condon Fin Services

RUTH LIEW  |  FRIDAY, 26 FEB 2010
Chris Condon, former chief investment officer of MLC, is currently applying for an Australian Financial Services License to provide investment and governance advice to institutional investors, and help them engage with asset consultants. Condon announced ...

Adviser search leads to AFS

COMPANY RELEASE  |  FRIDAY, 26 FEB 2010
... searching for independence and a better equity deal in the business are switching dealer groups to Australian Financial Services, according to Peter Daly, chief executive and managing director at the dealer group. Daly said the group's profit results ...

ASIC cancels Hedge Securities licence

ASIC RELEASE  |  THURSDAY, 18 FEB 2010
... answers to phone calls, no longer in operation - ASIC has cancelled Hedge Securities and Investments's Australian financial services licence after finding the company had ceased to carry on a financial services business. ASIC found that Hedge Securities ...

AMP planners back fee for service APL

MICHAEL HOBBS  |  TUESDAY, 9 FEB 2010
... does not include risk products, rebates and related payments that are product directed payments to Australian Financial Services Licensees. Helmich also said the financial planning division continues to work closely with fund managers on their product ...

ASIC enforces AFSLs for margin lenders

ASIC RELEASE  |  TUESDAY, 2 FEB 2010
... Issuers and advisers of margin lending facilities will have five months to apply for a mandatory Australian Financial Services license - or face closing shop. Existing margin lenders and advisers on margin loans must apply to ASIC for an AFSL authorisation ...

AFS to launch SMSF admin service

MICHAEL HOBBS  |  TUESDAY, 19 JAN 2010
Australian Financial Services (AFS) Group is launching a self managed super fund (SMSF) administration service that could halve the time required to set an SMSF. Peter Daly, managing director and group chief executive at AFS Group, said the administration ...