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Showing 651 - 660 of 668 results for "Penalty"

Thirty dealer groups up for $300m in Westpoint recovery

... mandatory ban has been suggested but planner penalties will be handed out on a case by case basis. However, the maximum penalty for members should they be found to have breached the FPA standards is a permanent membership ban and fines of between $5,000 ...

Machiavellian Macville gets prison term

... regulator said this should serve as a stern warning to those who abuse their position because a four year jail term is a usual penalty for crimes such as stabbing and other forms of grievous bodily harm, but not for white-collar crimes. "This outcome ...

ASFA welcomes government super measures

... ie those payments that fall within the quarter following the one in which they were due - and will reduce the financial penalty on employers. ASFA also commended the government's proposal to apply the Super Guarantee to back payments of salary and wages ...

Unlicensed financial adviser caught out

... Public Prosecutions is prosecuting Maxwell in the Downing Centre Local Court. If found guilty Maxwell faces a pecuniary penalty, or up to two years imprisonment, or both.

APRA bans MD

... agent of a foreign insurer, after the regulatory body found he had been responsible for the company's misconduct. The penalty was issued under the Insurance Act 1973. Specifically, Stephenson was deemed to be accountable for Rural and General's failure ...

ASIC flexes civil powers

... proceedings alleging insider trading against John Petsa and March Milot. "This is the first time ASIC has taken civil penalty proceedings for a breach of the insider trading provisions," ASIC chairman Jeffrey Lucy said. ASIC said the proceedings relate ...

ASIC files proceedings against former ANZ bank employee, client

... public announcement of merger discussions between BRL Hardy and Constellation Brands Inc (Constellation). In its civil penalty proceedings, ASIC has asked the court to make a variety of orders against the defendants. \"ASIC is seeking a Court declaration ...

Avco fined $3 million under consumer credit laws

AAP | MONDAY, 12 JAN 2004

... had been fined $3.25 million after failing to adequately disclose aspects of its services in contracts nationwide. "The penalty is for errors in contracts that were written by Avco that did not comply with NSW consumer credit laws," Ms Meagher said in ...

Two Victorian accountants face fraud charges: ASIC

... ordered to pay pecuniary penalties of $245,000 each. Mr Allan Endresz was banned for 16 years and ordered to pay a pecuniary penalty of $200,000. The former directors subsequently appealed the decision, made an application for a stay of the decision ...

Two disqualified directors sentenced following ASIC probe

... for three years. He was also required to notify the Court of any change in residential address, and to pay a pecuniary penalty of $3,000 as well as Court costs. As a result of becoming an undischarged bankrupt in September 2000, Mr Novak was automatically ...

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REI Super chief executive steps down

ELIZA BAVIN

REI Super is farewelling its chief executive Jarrod Coysh, after more than seven years in the role.

Former Brighter Super investment lead plots return

MATTHEW WAI

After a six-month hiatus, former Brighter Super chief investment officer Mark Rider is returning to the superannuation industry, set to join another super fund next month.

CGT, negative gearing changes to become a law

RIDDHIMA TALWANI

The government's tax agenda announced in the Budget overhauling the capital gains tax (CGT) discount and negative gearing have now passed the Parliament and will become law.

BUSSQ beefs up cyber security oversight

MATTHEW WAI

The Queensland industry fund has welcomed a cyber security expert to its board of trustees, bolstering its oversight on heightened cyber security risk.

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