Search Results | Showing 641 - 650 of 5326 results for "Third" |
| | | ... exit from non-core assets and recycling of capital to grow its funds under management, adding approximately $425 million in third-party gross assets to its Australian platform. "This transaction continues our journey to a capital-light funds management ... |
| | | | ... these measures it's hard to protect data from unauthorised access or disclosure. It further flagged limited assessment of third-party information security capabilities and said it's a concern as more entities are relying on service providers to manage ... |
| | | | ... law compliance. Last February, AUSTRAC ordered an external auditor assess Bell Potter Securities, Bell Potter Capital and Third Party Platform regarding the entities' compliance with anti-money laundering laws. At the time, the auditor was instructed ... |
| | | | ... management, application and transaction facilitation, mail house support, and generation of a range of reports. It also includes third-party data feeds, importing clients' data held with banks and other financial institutions, residential property information ... |
| | | | ... challenge. "While extreme volatility will hopefully diminish, the reality is that regulation and shifting client demand (the third-most-mentioned challenge) will lead to more lasting structural changes that could affect the ability to grow," the report ... |
| | | | ... Mr. M's conduct in question, unfortunately, looks to be more common, he pointed out. Cold calling typically employs a third-party marketing agency to secure leads for superannuation funds, followed up with "highly templated and scoped advice provided ... |
| | | | ... Trustees (AIST) has previously called on the government to extend anti-hawking laws to combat financial advice firms using third parties to solicit business through cold calling. Unsolicited calls to consumers about superannuation advice should be banned ... |
| | | | ... asset-based rules with earnings-based interest limitation rules for general class investors, along with the introduction of a new third-party debt test. Previously, the safe harbour test allowed entities to deduct all interest expenses provided their ... |
| | | | The Australian Law Reform Commission's (ALRC) third and final interim report is proposing to restructure and simplify financial advice regulation after finding the industry is regulated very differently to other financial services sectors. Interim ... |
| | | | ... target more intra-fund advice," he said. "But often funds [already] have relationships with financial advisers, or other third parties that can supply those services." Developing a sustainable and affordable intra-fund advice offering might not be tough ... |
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