Search Results | Showing 41 - 50 of 67 results for "Compliance officer" |
| | | ... Australia chief executive Kris Walesby said there would be no staff changes aside from the removal of a dedicated compliance officer; compliance functions will now be outsourced to Australian company Compliance for Business. The fulltime compliance role ... |
| | | | ... management, structuring private equity transactions and acquisitions. Coles was most recently chief risk and compliance officer for State Bank of India, prior to which he was head of risk management for Australia and New Zealand and corporate operational ... |
| | | | ... trustee services. Grant Currie joins EQT from Rio Tinto's superannuation fund, where he was principal risk and compliance officer. He joined Rio Tinto in 2012, and was also secretary to the fund's audit, risk and compliance committee. Before Rio Tinto ... |
| | | | ... Asia-Pacific; Janus chief financial officer Jennifer McPeek becoming chief operating and strategy officer; Janus chief compliance officer David Kowalsi becoming chief risk officer; and Henderson general counsel and company secretary Jacqui Irvine taking ... |
| | | | Contango Asset Management has appointed a new compliance and legal officer. Skye Radley joins the manager from Equity Trustees, where she worked in legal, risk management and compliance roles for three years. Prior to that, she was a solicitor with ... |
| | | | ... held roles at Deustche Bank and PwC. In his new role, Corbally replaces Michael Liarakos, who has become chief compliance officer; he will report to audit committee chair Paula Dwyer and chief executive Shayne Elliott. Elliott said: "It's pleasing to ... |
| | | | ... Following Arthur's departure, Westpac has made changes to its management structure, with general counsel and chief compliance officer Rebecca Lim joining the executive team. Gary Thursby has been promoted to group executive, strategy, transformation ... |
| | | | The global head of Bloomberg Asset and Investment Manager believes Australian investors are seeking both new and non-traditional asset classes as a priority to generate income and alpha increases. Recently appointed Bloomberg AIM global head Steve Ioannou ... |
| | | | ... automotive industry, that we will not tolerate these illegal actions," Ehnes said. CalSTRS general counsel and chief compliance officer Brian J. Bartow said: "Companies must be held accountable when they engage in such widespread deliberate deceit which ... |
| | | | Synchron has appointed a new compliance officer in a bid to set up the non-aligned dealer group for future success. Michael Jones will commence the role in late June, joining Synchron from UBS Wealth Management where he was director of transactions ... |
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