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Showing 31 - 40 of 82 results for "Compliance officer"

First Super adds to board

ELIZA BAVIN  |  FRIDAY, 26 FEB 2021
... assist us in making decisions that reflect members' real experiences and needs." Additionally, Casey Thompson, compliance officer for the CFMMEU Manufacturing Division, will be observing the board and committees as an associate member director. This ...

Superhero nabs new recruits

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... new recruits are set to join the platform over the coming weeks. Smeaton, Superhero's newly appointed chief compliance officer, has worked at CBA for over two years, most recently as an executive manager of regulatory supervision and global regulatory ...

Citi adds compliance head

ANNABELLE DICKSON  |  THURSDAY, 27 AUG 2020
Citi Australia has appointed Sarah Stewart as managing director and chief country compliance officer for Australia and New Zealand. She takes over from James Davies, who was recently appointed as regional chief compliance officer for Citi's Institutional ...

Synchron compliance lead resigns

ELIZABETH MCARTHUR  |  WEDNESDAY, 12 AUG 2020
... director, compliance. Earlier in his career, Jones worked as a compliance manager at IFM Investors and senior compliance officer, fraud prevention officer at National Australia Bank. Hanna Abdullah will step into the position of head of compliance - ...

Super fund names chief risk officer

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
... Group) and Zurich. He has held a number of executive roles including chief risk officer, chief auditor and chief compliance officer. Since returning to Melbourne in 2018, Raftis has been working on several boards and advisory committees, including the ...

Compliance crackdown, consultations on horizon: ASX

ALLY SELBY  |  TUESDAY, 12 MAY 2020
The chief compliance officer of the ASX has revealed the stock exchange is continuing to focus on advisers gouging fees during the COVID-19 crisis, and revealed the several consultations it has on the horizon. Speaking over the phone for the Governance ...

ASX appoints compliance chief

ALLY SELBY  |  THURSDAY, 7 MAY 2020
The ASX has appointed a new chief compliance officer, as the incumbent prepares to step down after a decade in the role. The ASX's deputy general counsel Janine Ryan will take over from Kevin Lewis as he shifts into an advisory role ahead of his retirement ...

HESTA announces three GM appointments

KANIKA SOOD  |  TUESDAY, 5 MAY 2020
... in cash and fixed interest in 2022, announced by the fund in March. Cameron reports to HESTA chief risk and compliance officer Andrew Major. "We are really excited to have an experienced risk professional with extensive global expertise join our risk ...

Advice chief leaves industry fund giant

HARRISON WORLEY  |  THURSDAY, 30 APR 2020
... the January departure of Ruby Yadav. Yadav has since commenced in a new role as Mercer's chief risk and compliance officer. UniSuper said that for the moment, it is more focused on the COVID-19 pandemic than on finding permanent replacements for ...

Industry fund risk lead resigns

JAMIE WILLIAMSON  |  WEDNESDAY, 5 FEB 2020
The chief risk and compliance officer at a $9.5 billion industry superannuation fund has resigned. Australian Catholic Superannuation and Retirement Fund has confirmed the resignation of Scott McIsaac. McIsaac was chief risk and compliance officer at ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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