Search Results | Showing 11 - 20 of 82 results for "Compliance officer" |
| | | ... chief. Credited with bringing commerciality to the risk side of the business, Brown has served as both the chief compliance officer and chief risk officer, covering regulatory responsibilities for the group's trustee, custody and fund administration ... |
| | | | TWC Invest has announced the appointments of a chief risk and compliance officer and a chief technology officer. TWC Invest said the appointees will support the firm's "differentiated lifecycle investment approach." Stephen Thompson has taken on ... |
| | | | ... gained across roles with Janus Henderson, Macquarie and KPMG. She replaces Marcia Venegas who was chief risk and compliance officer and resigned in November 2024. Meantime, the head of UK and EMEA distribution role has gone to Simon Barrett, who joins ... |
| | | | ... January 2025. She spent more than 10 years at Paradice Investment Management as chief operating officer and chief compliance officer based in Colorado. BAM chief executive Michael Lovett said Hill's new role is designed to bolster strategic growth ... |
| | | | ... major banks working in senior roles across risk and compliance functions. Georgiou was previously the chief compliance officer for conduct and regulatory relationships at Westpac and before that looked after the consumer bank's risk functions. She worked ... |
| | | | ... members following the hit, including former investment bank chief executive Brian Chin and former chief risk and compliance officer Lara Warner. Last October, Credit Suisse restructured and cut thousands of jobs, including former chief executive of the ... |
| | | | ... chief executive's role in driving growth initiatives. Meanwhile, Minney joins NGS following stints as chief compliance officer at Allianz and having held other compliance roles at Insurance Australia Group. She has also served as chief risk officer ... |
| | | | ... support of these allegations, evidence presented in the SEC's filing includes a message from Binance's chief compliance officer to a colleague in December 2018 that reads: "We are operating as a fking unlicensed securities exchange in the USA bro." The ... |
| | | | ... Court against Zhao and three entities that operate Binance. The complaint also includes Binance former chief compliance officer Samuel Lim for aiding and abetting the crypto exchange. "For years, Binance knew they were violating CFTC rules, working actively ... |
| | | | ... six years at Aegon Asset Management (Aegon). Most recently at Aegon she held the role global chief risk and compliance officer and was responsible for leading a team of 85 across Europe, Asia and the US while overseeing portfolio risk management, enterprise ... |
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