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Showing 21 - 30 of 82 results for "Compliance officer"

AAT overturns ban on former Spaceship chair

CHLOE WALKER  |  MONDAY, 9 JAN 2023
... dishonestly obtained his Australian Institute of Company Directors qualification by having a subordinate employee - a compliance officer - complete his assessments without his involvement.

Mercer recruits from Hostplus

CASSANDRA BALDINI  |  THURSDAY, 17 NOV 2022
Mercer appointed its new chief risk and compliance officer in the Pacific region, Norlena Brouwer, who joins from Hostplus' executive team. She will commence the role in February next year and be responsible for delivering the firm's strategic priorities ...

Casey Thompson joins First Super board

ANDREW MCKEAN  |  MONDAY, 5 SEP 2022
... economic reform", saying his leadership was central to the creation of universal superannuation. Thompson is a compliance officer for the Construction Forestry Maritime Mining and Energy Union manufacturing division. She has worked in a variety of compliance ...

UK regulator appoints Camille Blackburn to leadership team

CASSANDRA BALDINI  |  WEDNESDAY, 6 JUL 2022
... join the FCA in October from Legal & General Investment Management, where she is currently the global chief compliance officer, responsible for the company's global compliance framework and team. Closer to home, she is known for her time as senior executive ...

Natixis appoints to management committee

CHLOE WALKER  |  TUESDAY, 24 MAY 2022
... Management chief executive Audrey Koenig, head of global corporate communications Alix Boisaubert and global chief compliance officer Justin Rosin. Also appointed is Alain Bruneau as general secretary, global head of client experience Melanie Robinson ...

Former Spaceship chief executive banned

JAMIE WILLIAMSON  |  FRIDAY, 21 JAN 2022
... dishonestly obtained his Australian Institute of Company Directors qualification by having a subordinate employee - a compliance officer - complete his assessments without his involvement. The conduct is said to have occurred around October 2018 and ...

CalPERS adds chief equity officer

JAMIE WILLIAMSON  |  THURSDAY, 24 JUN 2021
... Marlene Timberlake D'Adamo has been appointed to the role effective immediately. She was previously chief compliance officer, a role the pension fund is actively recruiting for. Timberlake D'Adamo will be responsible for fostering a culture of equality ...

GQG Partners adds to team

ANNABELLE DICKSON  |  MONDAY, 10 MAY 2021
... its Australian presence with three appointments, building out the team to eight. Alison Smith has joined as compliance officer from MLC where she was compliance manager - asset management. Prior to this, she was principal at BlackWatch Partners, head ...

Credit Suisse confirms multibillion-dollar loss

JAMIE WILLIAMSON  |  WEDNESDAY, 7 APR 2021
... announcing the hit, Credit Suisse also confirmed investment bank chief executive Brian Chin and chief risk and compliance officer Lara Warner stepped down. Warner's departure was immediate, while Chin will remain in his role until the end of the month. ...

Clime, Bristow to face court

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... in the Federal Court, at a meeting in 2018 attended by himself, Clime chief financial officer Biju Vikraman, compliance officer Maria Greensill, head of wealth John Abernathy and Bristow. At this meeting, Golowenko alleges that the Elanor Metro and Prime ...