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Showing 61 - 70 of 82 results for "Compliance officer"

ANZ appoints internal audit GM

ALEX BURKE  |  MONDAY, 22 AUG 2016
... held roles at Deustche Bank and PwC. In his new role, Corbally replaces Michael Liarakos, who has become chief compliance officer; he will report to audit committee chair Paula Dwyer and chief executive Shayne Elliott. Elliott said: "It's pleasing to ...

Westpac COO departs, management restructures

ALEX BURKE  |  FRIDAY, 5 AUG 2016
... Following Arthur's departure, Westpac has made changes to its management structure, with general counsel and chief compliance officer Rebecca Lim joining the executive team. Gary Thursby has been promoted to group executive, strategy, transformation ...

Aussie investors list operational alpha among top priorities

DARREN SNYDER  |  MONDAY, 11 JUL 2016
The global head of Bloomberg Asset and Investment Manager believes Australian investors are seeking both new and non-traditional asset classes as a priority to generate income and alpha increases. Recently appointed Bloomberg AIM global head Steve Ioannou ...

Instos begin litigation against Volkswagen

DARREN SNYDER  |  FRIDAY, 24 JUN 2016
... automotive industry, that we will not tolerate these illegal actions," Ehnes said. CalSTRS general counsel and chief compliance officer Brian J. Bartow said: "Companies must be held accountable when they engage in such widespread deliberate deceit which ...

Synchron appointment looks to the future

KERRIE SYDEE  |  MONDAY, 20 JUN 2016
Synchron has appointed a new compliance officer in a bid to set up the non-aligned dealer group for future success. Michael Jones will commence the role in late June, joining Synchron from UBS Wealth Management where he was director of transactions ...

ANZ appoints new CCO

DARREN SNYDER  |  THURSDAY, 16 JUN 2016
ANZ will have a new chief compliance officer from 20 June as Mark Evans steps in to his new role of managing director transaction banking. Replacing Evans as chief compliance officer is Michael Liarakos, ANZ's group general manager internal audit. Liarakos ...

FoFA among top 20 global regulatory nightmares

LAURA MILLAN  |  THURSDAY, 28 MAY 2015
The Future of Financial Advice (FoFA) reform is one of the 20 most challenging pieces of regulation globally, according to a survey of 600 compliance professionals across the world. The 'Cost of compliance 2015' report by Thomson Reuters asked compliance ...

Market Wrap AM

AAP  |  MONDAY, 1 DEC 2014
... Governance Institute's national conference, including speakers ASIC chairman Greg Medcraft, ASX executive and chief compliance officer Kevin Lewis and APRA deputy chair Ian Laughlin, is on in Brisbane. In equities news, Metcash is expected to post half ...

Dover in search of compliance staff

LAURA MILLAN  |  TUESDAY, 23 SEP 2014
Dealer group Dover Financial Advisers has appointed a new executive to the compliance team and identified the need for at least two more to accommodate advice firms' growth. According to the latest Rainmaker Advantage report from March 2014, Dover is ...

SEC charges US adviser with pension fund theft

ALEX DUNNIN  |  THURSDAY, 13 JUN 2013
... officer Blair D Ackman, chief operating officer Marsha Bass, chief investment officer W. Emery Matthew, and chief compliance officer and general counsel Alicia M Diaz. The SEC said the money stolen from a trust account for the pension fund in 2008 could ...