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Showing 571 - 580 of 674 results for "Lodge"

Report your breach online: APRA

Superannuation licensees can no longer use the excuse that "it's in the mail" or that the "line was engaged" when reporting a license breach after the Australian Prudential Regulation Authority (APRA) launched an online 'Superannuation Breach Notification' ...

Broker gets jail term for forgery

A former options advisor and stockbroker has been sentenced to two and a half years in prison on 27 forgery charges and for trading $1.28 million worth of his clients' shares without their knowledge. In a case bearing some resemblance to the now infamous ...

Daily economic round-up

PETER BELL  |  TUESDAY, 10 OCT 2006
The ANZ job advertisement series has shown that the total number of jobs in major metropolitan newspapers as well as the internet has risen by 0.3 per cent in September following the fall of 1.3 per cent in August of this year. The present level is ...

ACCC should regulate fund advertising: IFSA

ALEX DUNNIN  |  MONDAY, 9 OCT 2006
Regulation of super fund advertising should be taken away from the Australian Securities and Investments Commission (ASIC) and handed to the competition regulator the Australian Consumer and Competition Commission (ACCC), said the Investment and Financial ...

Government launches Super Best Practice Guide

The Government has released a new guide to help superannuation funds lodge returns and produce better official reports while it will also help funds come to grips with Budget changes that may take effect next year. Launching the new 'Better Practice ...

Options broker guilty of large scale forgery

HAMISH MADDEN  |  TUESDAY, 8 AUG 2006
A former Bell Potter Securities options adviser and stockbroker has entered a guilty plea to 27 charges of forgery. South Australian resident Neville Kakoschke entered a guilty plea to the 27 forgery charges brought by the Australian Securities and ...

Former Westpac rep rips off $500k

... services licensees of misconduct by their representatives of assists ASIC to take action of this kind." Jarrett can choose to lodge an application for a review of the decision with the Administrative Appeals Tribunal. Hamish Madden

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... misleading and deceptive conduct and demonstrated a propensity to ignore laws concerning financial products. The pair can lodge an application to have the decision reviewed with the Administrative Appeals Tribunal. The scheme was wound up and all funds ...

Bravura set to fire with ASX listing

KATE HAGE  |  WEDNESDAY, 31 MAY 2006
Superannuation software solutions and consulting group Bravura Solutions is seeking to raise around $40 million through an Australian Stock Exchange (ASX) listing and has just lodged a prospectus with the Australian Securities and Investments Commission ...

Mezzanine finance under fire: ASIC

HAMISH MADDEN  |  MONDAY, 29 MAY 2006
... mezzanine financing scheme raising and lending funds for real estate developments on behalf of IFC, including the Fernilee Lodge in Adelaide. ASIC has accused the two of aiding IFC in making offers of, and issuing, securities to investors while not having ...