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Showing 491 - 500 of 674 results for "Lodge"

Market Wrap

AAP  |  FRIDAY, 9 DEC 2011
Australian shares have dropped as dealers fear failure of a crucial summit in Europe could spell the break up of the eurozone. Shares slumped 1.5 per cent at the open, wiping out December's gains to date, after the European Central Bank President Mario ...

ASIC achieves settlement for Westpoint investors

CLAIRE MCGREAL  |  MONDAY, 5 DEC 2011
... includes writing to the group, providing details of the compensation they will receive and giving them the opportunity to lodge with the Court any objection to the settlement. Under the settlement, the court would also consider the submissions of ASIC ...

Government confirms super guarantee age limit abolished

CLAIRE MCGREAL  |  TUESDAY, 29 NOV 2011
... tax free threshold from $6,000 to $18,200 from 1 July 2012 will free around one million low-income earners from needing to lodge a tax return," said Shorten. "The net result of these changes is that an additional 100,000 individuals earning up to $37,000 ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... Investment Services Pty Ltd. ASIC charges included that the firm didn't appoint a registered company auditor, failed to lodge annual audited financial statements and auditor's reports, didn't comply with the obligation to notify ASIC of significant breaches ...

ASIC cancels South Australian financial services licence

CLAIRE MCGREAL  |  THURSDAY, 17 NOV 2011
... suspended for 12 months for failing to comply with a number of ASIC obligations. ASIC found that Paritech Pty Ltd failed to lodge financial statements, auditor reports and auditor opinions over a number of years, which was in breach of both its legal ...

Research houses in regulatory spotlight

CLAIRE MCGREAL  |  WEDNESDAY, 16 NOV 2011
... of our priority to promote confident and informed investors." Consultation Paper 171 also suggests that research houses lodge a compliance report every two years, where they would relay their methodology and processes, internal conflicts management procedures ...

ASIC seeks interim orders against Equititrust

ELISE BURGESS  |  THURSDAY, 3 NOV 2011
... tangible assets in the mortgage fund and that breached provisions of the Corporations Act 2001 (the Act) requiring that it lodge audited financial reports for EIF and EPCIF and audited reports of its compliance for both schemes. In the hearing, ASIC ...

AAT grants stay for AFSL cancellation decision

ELISE BURGESS  |  FRIDAY, 28 OCT 2011
... determined Romad had failed to ensure that its authorised representatives complied with the financial services laws and failed to lodge annual financial statements and auditor's opinions for four years. The next AAT hearing is due the week commencing ...

ASIC suspends Far East AFSL

CLAIRE MCGREAL  |  TUESDAY, 25 OCT 2011
... independent Sydney-based private investment bank has had its Australian financial services license suspended for failing to lodge financial statements. Far East Capital Limited specialises in the resources sector in the junior end of the market and has ...

SPAA rallies against off-market trading ban

MATT WOODINGTON  |  TUESDAY, 4 OCT 2011
The self-managed super fund industry is calling on the government to revoke plans to ban off market transfers with particular concern that larger funds are not subject to the same rules. The government's Stronger Super reforms package includes plans ...