Search Results | Showing 31 - 40 of 312 results for "AFCA" |
| | | The Australian Financial Complaints Authority (AFCA) has issued the lead decision against both United Global Capital (UGC) and Next Generation Advice, finding faults by both financial firms. The complainant of the lead decision, which AFCA explained ... |
| | | | The Australian Financial Complaints Authority (AFCA) received a record number of complaints in 2025, with 111,373 complaints filed in the 12 months to December 31 - up 14% from 2024. Since its establishment, AFCA has received more than 634,000 complaints. ... |
| | | | ... Daryl Stout resigned effective February 17 via "mutual agreement" and as "part of a broader leadership and strategic reset." AFCA has received about 800 InterPrac-related complaints from investors exposed to Shield and First Guardian. "At the time of ... |
| | | | The Australian Financial Complaints Authority (AFCA) has vented its frustration over ASIC's recommendations for financial advisers around self-managed superannuation funds (SMSF), claiming some suggestions were not "done well at all." In INFO SHEET ... |
| | | | ... investors. In 2023, Pulse Markets was required to compensate a complainant to the Australian Financial Complaints Authority (AFCA) for almost $130,000 after offering risky investment products that were only available to wholesale investors, even though ... |
| | | | ... 11,000 Australians who invested in the two schemes have lodged complaints with the Australian Financial Complaints Authority (AFCA), ASIC said. The losses equate to more than $1 billion. With the deadline for some investors to file a complaint approaching ... |
| | | | ... over inappropriate advice provided in relation to the Shield Master Fund, the Australian Financial Complaints Authority (AFCA) lead decision reveals. In this case, the complainant received financial advice from Interprac in June 2022 to establish an ... |
| | | | The Australian Financial Complaints Authority (AFCA) has determined inappropriate advice provided by Financial Services Group Australia (FSGA) led to one client's $200,000 financial loss. In December, AFCA said it received more than 1800 complainants ... |
| | | | The Australian Financial Complaints Authority (AFCA) has finalised its review of MWL Financial Services' lead decision, confirming the business, which is in liquidation, did not act in the complainant's best interest. In December, AFCA unveiled the ... |
| | | | The Australian Financial Complaints Authority (AFCA) has released details of its lead decision approach for Shield Master Fund and First Guardian Master Fund complaints, aiming to deliver a "consistent and fair" outcome for all affected investors. The ... |
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