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Showing 461 - 470 of 885 results for "Australian Financial Services"

TPB open for TASA registration from today

LAURA MILLAN  |  TUESDAY, 1 JUL 2014
... Practitioners Board (TPB) to comply with the Tax Agent Services Act 2009 (TASA). The TPB has sent all Australian financial services licensees (AFSL) instructions and login details to access the online notification form to register themselves and their ...

MDA provider makes debut on ASX

LAURA MILLAN  |  WEDNESDAY, 25 JUN 2014
... creates, operates and administers managed account solutions for financial advice firms in Australia, Australian financial services licensees (AFSL) and fund managers. The company was previously known as Investment Administration Services.

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... more that were the proceeds of crime. Moo pleaded quilty in December 2013 and until then was an Australian financial services authorised representative and authorised credit representative of AMP Financial Planning. In a separate case, ASIC has also ...

FSU warns of job loss 'tidal wave'

JAMES FERNYHOUGH  |  FRIDAY, 20 JUN 2014
A "tidal wave" of job losses in the Australian financial services sector may be the outcome of "secret" trade negotiations, the Financial Services Union has said. Along with the United States and the European Union, Australia is currently leading negotiations ...

PROFILE: J.P. Morgan head of investor services Henry Capra

JAMES FERNYHOUGH  |  WEDNESDAY, 18 JUN 2014
... management," he says. His next role, at what was then First State, saw him at the centre of one of the Australian financial services industry's great success stories. When he joined Chris Cuffe's asset management business, which was owned by Colonial ...

AIA Australia appoints CEO

LAURA MILLAN  |  TUESDAY, 17 JUN 2014
... deep level of talent we have across our business." Mu has more than 17 years' experience in the Australian financial services industry, with management experience spanning operations, claims and underwriting, superannuation, investments, distribution ...

UBS adviser banned from financial services industry

STAFF WRITER  |  WEDNESDAY, 11 JUN 2014
... in misleading and deceptive conduct. Sebastian Konjevic was a client adviser of UBS AG holding an Australian Financial Services (AFS) licence from September 2005 to April 2013. An Australian Securities and Investments Commission (ASIC) investigation ...

IOOF and SFGA union rattles top ranks

LAURA MILLAN  |  MONDAY, 2 JUN 2014
The increasingly concentrated Australian financial services industry is about to be shaken by a merger that will position an independent provider on the front row for the first time in years. IOOF's bid to acquire SFG Australia (SFGA) shows that the ...

CBA forced to review poor compensation methods

LAURA MILLAN  |  MONDAY, 19 MAY 2014
... The Australian Securities and Investments Commission (ASIC) has imposed licence conditions to the Australian financial services licence (AFSL) of both Commonwealth Bank-owned businesses. The two Commonwealth Bank of Australia (CBA) businesses only implemented ...

Research houses to blame for advice catastrophes: AIOFP

LAURA MILLAN  |  FRIDAY, 9 MAY 2014
... comfort with the distribution of product and its quality." The AIOFP represents over 90 independent Australian financial services license (AFSL) holders. Read all Financial Standard coverage of the Murray inquiry here