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Showing 451 - 460 of 1904 results for "licensee"

'No easy answer' to ESG disclosures by super fund trustees

ANDREW MCKEAN  |  THURSDAY, 21 APR 2022
In line with heightened public attention to the challenges of climate change, patterns of ESG disclosure by superannuation fund trustees have had to evolve. A Herbert Smith Freehills report claimed Australian superannuation fund members were more interested ...

Former ClearView executive in new role

CHLOE WALKER  |  WEDNESDAY, 13 APR 2022
... Lifespan community. "Tony has a wealth of experience in the financial planning space, and in growing and managing self-licensee businesses," Ardino said. "We are very pleased to have someone of his calibre leading what is being developed as a key aspect ...

3000 advisers left industry last year

ELIZABETH MCARTHUR  |  WEDNESDAY, 13 APR 2022
... year to March end doubled from 84 at end 2021 to 156 at end March 2022. AMP Financial Planning is the largest advice licensee with 588 financial advisers, ahead of second place Morgans Financial with 452 and Synchron with 371. IOOF has more advisers ...

Border rule-breaking former adviser banned

JAMIE WILLIAMSON  |  TUESDAY, 5 APR 2022
... using false documents. Police acted on an anonymous tip-off. Less than a month later, Capstone Financial Planning - his licensee - revoked his authorisation after he was convicted of failing to comply with a direction under the Emergency Management Act ...

Midwinter scores AIA mandate

CHLOE WALKER  |  MONDAY, 21 MAR 2022
... transferred some of its Commonwealth Financial Planning advisers to the insurer as part of its broader plan to shutter the licensee. It operates under a separate AFSL to the insurer, offering financial advice to Commonwealth Bank clients.

ASIC issues warning to finfluencers

JAMIE WILLIAMSON  |  MONDAY, 21 MAR 2022
... trade financial products. It's a unique link that can't be accessed anywhere else. You receive a payment from the licensee for each click-through resulting in use of the platform. People that access the link also receive a benefit when buying ...

ASIC opens CCIV licensing consultation

KARREN VERGARA  |  FRIDAY, 18 MAR 2022
... seeking to provide financial product advice on and/or deal in CCIV securities. It also looks at the administration of licensee obligations that apply to CCIV corporate directors. ASIC oversees licensing corporate directors and assists them with compliance ...

Managed accounts FUM at $131bn

CHLOE WALKER  |  TUESDAY, 15 MAR 2022
Strong inflows and solid market performance underpinned significant growth in the managed accounts sector, according to the latest data released by Institute of Managed Account Professionals (IMAP) and Milliman. As at 31 December 2021, funds under management ...

Funds need retirement income strategy by July

ELIZABETH MCARTHUR  |  TUESDAY, 8 MAR 2022
... changes to any existing retirement income product offerings, including whether to offer products external to the RSE licensee's own products. Later this year, APRA plans to consult on how the Retirement Income Covenant can be integrated into the superannuation ...

Value strategy drags Clime's performance

KARREN VERGARA  |  MONDAY, 28 FEB 2022
... authorised representatives revenue by 9% compared to the prior corresponding period, with new advisers continuing to join the licensee network, Diverger said. Funds under management from its CARE Managed Accounts offering rose 37% to $2.28 billion.