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Showing 231 - 240 of 816 results for "Settlement"

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... have been imposed on the market licence of ASX Limited, and the clearing and facility licence of ASX Clear and ASX Settlement. The conditions on the market licence address underlying issues in ASX operations that led to the outage in November 2020 and ...

E&P Financial Group director steps down

ANNABELLE DICKSON  |  WEDNESDAY, 17 NOV 2021
... the company with the corporate and regulatory issues it was facing," E&P executive chair David Evans said. "With the settlement of the ASIC proceeding (subject to court approval) and a supportive major shareholder in place, this has been achieved. In ...

Active Super adds board director

JAMIE WILLIAMSON  |  THURSDAY, 11 NOV 2021
... addition to his role as councillor, Hagarty is chair of the Western Sydney Migrant Resource Centre and director of Settlement Services International. He is also chief of staff to the federal member for Werriwa, Anne Stanley. Hagarty will replace Domenico ...

BNP Paribas scores new FX mandate

ELIZABETH MCARTHUR  |  FRIDAY, 29 OCT 2021
... enhance controls. "Northcape was seeking a fully integrated foreign exchange solution that would allow for ease of settlement for their funds and mandates held with several different custodians," BNP Paribas Securities Services global head of client ...

Macquarie Equities awards back-office mandate

KARREN VERGARA  |  TUESDAY, 26 OCT 2021
... Group, will begin servicing Macquarie Equities' private bank and wrap platform this month. TPP has been providing settlement and clearing services to Bell Potter Securities since November 2020; it operates under the brands Bell Direct, Desktop Broker ...

Shaw and Partners awards tech mandate

ANNABELLE DICKSON  |  MONDAY, 11 OCT 2021
... Shaw and Partners co-chief executive Earl Evans said. LABform connects directly to Shaw and Partners' clearing and settlement agent, FinClear to sequence new applications with the relevant cash settlement bank account number and adds to the clearing ...

Carolyn Colley joins Milford board

ELIZABETH MCARTHUR  |  THURSDAY, 30 SEP 2021
... retirement product operations at Bankers Trust Company. She is also an independent non-executive director of the subsidiary settlement and clearing boards of the ASX, IOOF's Superannuation Trustees, Smartgroup and Chartered Accountants Australia and ...

Economic recap: Week to September 10

BENJAMIN ONG  |  MONDAY, 13 SEP 2021
... decision at its September 7 meeting to "maintain the cash rate target at 10 basis points and the interest rate on Exchange Settlement balances of 0%; maintain the target of 10 basis points for the April 2024 Australian Government bond; purchase government ...

Adviser support services a boon for Sequoia

KARREN VERGARA  |  TUESDAY, 24 AUG 2021
Sequoia Financial Group continues to benefit from the highly competitive sector of financial adviser support services, which doubled its revenues in the last two years. Sequoia's wealth division, which provides licensee services to over 400 authorised ...

ASIC settlement hits E&P profits

KANIKA SOOD  |  TUESDAY, 24 AUG 2021
E&P Financial Group posted a statutory loss of $18.8 million for FY21, as its ASIC settlement hit both profits and the final dividend for the year. The company's net revenue for the year was $187.9 million (2% lower than FY20) driven by lower contribution ...