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Showing 201 - 210 of 1177 results for "Retail Investors"

ASIC issues stop order on third property fund

CASSANDRA BALDINI  |  FRIDAY, 30 SEP 2022
... The order will prevent APIL from offering or distributing its APIL Essential Retail Income Fund (the Fund) to retail investors. It prevents APIL from issuing interests in, giving a product disclosure statement, or providing general advice to retail clients ...

ASIC concerns see 18 funds update advertising materials

JAMIE WILLIAMSON  |  THURSDAY, 8 SEP 2022
... marketing materials," ASIC deputy chair Karen Chester said. She added that the regulator's primary concern is that retail investors and potentially unsophisticated wholesale investors are making important investment decisions based on marketing materials ...

ASIC extends binary options ban

ANDREW MCKEAN  |  TUESDAY, 6 SEP 2022
... said: "Binary options are harmful, high-risk financial products resulting in millions of dollars in losses for retail investors before our ban. Extending our binary options ban until 2031 ensures this important protection for retail investors will continue." ...

eToro launches local stocks portfolio

CHLOE WALKER  |  FRIDAY, 2 SEP 2022
... Commenting on the launch, eToro market analyst Josh Gilbert said the new portfolio provides an easy way for Australian retail investors to get exposure to their leading, home-grown companies. "We know that Aussie investors have a strong home bias with ...

ASIC issues warning over brokers' high-risk offers

JAMIE WILLIAMSON  |  WEDNESDAY, 31 AUG 2022
ASIC has told brokers to be careful about or to reconsider offering high-risk products and services to retail investors as an increasing number offer securities trading. ASIC said it has seen increased instances of brokers offering securities trading ...

Monochrome obtains crypto asset AFSL

ANDREW MCKEAN  |  TUESDAY, 16 AUG 2022
... Asset Management has joined a select few Australian asset managers receiving authorisation under an AFSL to offer retail investors fully regulated and direct insured exposure to crypto assets. Monochrome's responsible entity partner, Vasco Trustees has ...

Aussie crypto investors bullish despite market volatility

CHLOE WALKER  |  THURSDAY, 11 AUG 2022
... key point of differentiation for investors. "Our aim is to be the long-term partner of choice for Australian retail investors," Horton said. "We see a huge opportunity in Australia to offer investors an all-in-one platform that will grow with them, offering ...

ASIC research guides retail investment regulations

ANDREW MCKEAN  |  THURSDAY, 11 AUG 2022
... during a period of increased activity in retail markets. Findings were based on a survey of 1052 Australian adult retail investors who've directly traded in securities, derivatives or cryptocurrencies since March 2020. Despite changes to economic ...

Australian Eagle team to join Montgomery IM

JAMIE WILLIAMSON  |  MONDAY, 8 AUG 2022
... Montgomery enjoys deep investor and industry relationships, expertise in managing funds which are available to retail investors and a trusted brand that has been well earned through its long-term focus on meeting clients' needs," Sequeira said. This ...

Australian Bond Exchange, ANZ pilot settlement platform

CASSANDRA BALDINI  |  TUESDAY, 2 AUG 2022
... offers a broader set of investors easy access to the OTC bond market, breaking down the barriers to entry for retail investors. "ABE aims to provide equal access to the bond market for everyone, facilitate ease of trading and ensure the highest possible ...