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Showing 191 - 200 of 293 results for "Pty Ltd."

Futures contracts director caught without AFSL

ASIC has taken a court order against a Tasmanian-based company and director for providing financial training in futures contracts without the proper financial licence. The Federal Court of Australia, in Melbourne, made interim orders restraining Oxford ...

ASIC to sue Westpoint

The Australian Securities and Investments Commission (ASIC) is to take legal action against Westpoint, and planner groups that recommended Westpoint products, on behalf of investors who lost a combined $320 million when the property group collapsed ...

Market Wrap - Midday

AAP  |  MONDAY, 22 OCT 2007
The Australian stock market remained in the red at noon, following a weak lead over the weekend from Wall Street, which marked the 20th anniversary of Black Monday with a widespread sell-off. The US market was also depressed by warnings from a major ...

Market Wrap - Midday

AAP  |  THURSDAY, 27 SEP 2007
The Australian sharemarket remained on positive ground at noon after US indices finished higher and local banking stocks and big miners lifted. By 1210 AEST, the benchmark S&P/ASX200 index had risen 58 points to 6539.4 and the All Ordinaries firmed ...

Rare coins and banknotes fund to raise $25m

Hindal Securities plans to raise $25 million through a fund that invests in rare Australian coins and banknotes, giving investors exposure to an alternative asset class that boasts returns as high as 35 per cent. From the '1813 Holey Dollar' to the ...

End for scheme scamming Greek community

HAMISH MADDEN  |  FRIDAY, 2 FEB 2007
An unregistered managed investment scheme has been ordered into liquidation and its directors banned from carrying on a similar business after they raised over $2.5 million from investors, predominantly from Melbourne's Greek community. The Supreme ...

Liquidator gets 12 month suspension

Sydney liquidator Ronald Dean-Wilcocks has been suspended for 12 months from working as a liquidator after he failed to disclose conflicts of interest to his clients. Dean-Wilcocks challenged the suspension handed down in April this year but this was ...

Noonan replaces Wason on CBUS board

CBUS director George Wason has been replaced on the fund board by fellow Construction, Forestry, Mining and Energy Union (CFMEU) official Dave Noonan, following an election held last week. The decision came amid reports in the Canberra Times of a Federal ...

Lo-doc broker to pay client compensation: ASIC

Small-time mortgage brokers who think they may be too insignificant to catch the ire of the Australian Securities and Investments Commission (ASIC) should take heed after the regulatory watchdog took legal proceedings against a Canberra-based lo-doc ...

ASIC bans building insurance broker

The Australian Securities and Investments Commission (ASIC) has banned former insurance broker Dennis Murvan Gentry, of Collingwood, Victoria from providing financial services for five years. ASIC found that Gentry engaged in dishonest and misleading ...