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Showing 211 - 220 of 293 results for "Pty Ltd."

ASIC completes wind up of SMSF adviser

The Australian Securities and Investments Commission (ASIC) has completed a shut down of a self-managed superannuation adviser following earlier action taken by the regulator. Pitcher Partners has been appointed as the provisional liquidator for PFS ...

Disqualified super trustee upheld

The Administrative Appeals Tribunal (AAT) has upheld a decision by the Australian Prudential and Regulatory Authority (APRA) to disqualify John Preuss from acting as a superannuation trustee. AAT also agreed with the regulatory authority that it was ...

ASIC nabs planner and catches two directors

... associated with Veljkovic and Patrick. Both Veljkovic and Patrick channelled investor funds through Teilis Financial Services Pty Ltd (now in liquidation) to support the operation of petrol stations in the Gipplsand towns of Moe, Morwell and Rawson. ...

Adviser business moves to Garvan Financial Planning

Adviser group Investment Managers Pty Ltd has joined MLC's dealer group Garvan Financial Planning moving from the Commonwealth Bank backed Financial Wisdom. Investment Managers principal Shane Rose says the move was based on Garvan's ability to support ...

ASIC nabs SMSF adviser

The Australian Securities and Investments Commission (ASIC) has shut down a self-managed superannuation fund (SMSF) adviser from conducting any business relating to superannuation. This is the second SMSF shut down by the regulator since its superannuation ...

ASIC moves against unlicensed business

... Commission (ASIC) has begun proceedings in the Federal Court in Perth against David Alan Zohar and Swancove Enterprises Pty Ltd (Swancove) following an investigation into written advertisements and the operation of business without holding an Australian ...

ASIC moves against a high-yield investment scheme.

ASIC will wind up a high yield investment scheme operated by Shane William Hoy of Kuraby and his companies BG Investments International Pty Ltd and Pathlawn Pty Ltd. Hoy through his companies offered investors the opportunity to invest in a high-yield ...

ASIC cracks down on early access to superannuation scheme

ASIC has acted against unlicensed superannuation adviser Troy Graetz and his companies Super Release Pty Ltd and Intelligent Super Pty Ltd from operating businesses promoting early access to superannuation. The action prevents Graetz from providing ...

Rivkin Financial Services begins shareholder push to sell broking business

The board of Rivkin Financial Services (RFS) is preparing to battle some of its shareholders and is canvassing support for six motions to be voted upon at the group's general meeting held later this month. On the table will be six motions which including ...

ASIC acts against wealth management promoter

ASIC has taken action against Jamie McIntyre and his company 21st Century Academy Pty Ltd preventing them from promoting any further wealth creation schemes. 21st Century Academy specialises in conducting wealth creation seminars, DVD and compact disc ...