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Showing 251 - 260 of 296 results for "Pty Ltd."

ASIC bans Darling Point financial adviser

... adviser for five years. Mr Lloyd-Cocks was an authorised representative and founding director of Australian Investors Forum Pty Ltd (AIF), now in liquidation. He played a major role in the management of AIF. AIF promoted itself as an investment club ...

Challenger, CPH to pay each other $100m under proposal

AAP  |  MONDAY, 10 NOV 2003
Kerry Packer's Challenger Financial Services Group and CPH Investment Corporation (CPHIC) will pay each other nearly $100 million, under a plan to "corporatise" Challenger and cut ties with CPH. Challenger will also sell its quarter stake in beauty ...

AMP Henderson Global to launch $450 million CMBS issue

AAP  |  THURSDAY, 30 OCT 2003
AMP Henderson Global Investors said it intends to launch an issue of $450 million of commercial mortgage backed securities (CMBS) maturing 14 November 2008. It said the notes are the fourth issue by Quay 62 Pty Ltd, a multi-seller securitisation vehicle ...

Former Tasmanian director sentenced to three years jail

A former director of DJF Pty Ltd, was sentenced today to three years imprisonment subject to a recognizance release order to take effect after 18 months, ASIC has reported. Six charges of fraud were made against Mark Anthony Johnstone of Tamworth, NSW ...

Victorian Court dismisses Dotnet director's appeal

The Victorian Court of Appeal has dismissed the appeal of Andrew Geoffrey Thomson, a former director of a number of dotcom companies including Dotnet Ltd and Hotlinks Internet Services Pty Ltd Mr Thomson appealed against the sentence imposed on 20 August ...

Victorian securities dealer banned:ASIC

... (ASIC). Michael Kwong of Malvern East, Victoria, was an authorised representative of Smith Barney Citigroup Australia Pty Ltd (Smith-Barney), a licensed securities dealer and stockbroker, between January 2002 and May 2003, Mr Kwong. The banning order ...

IFA Securities adviser banned for five years

The Australian Securities and Investments Commission (ASIC) has banned former IAF Securities representative Melanie Hutson, of Tasmania, from acting as a representative of a securities dealer or investment advisor for five years. Ms Hutson was an authorised ...

ASIC moves to restrain Aloe project financiers

... Investments Commission (ASIC) has commenced proceedings in the Supreme Court of Queensland to restrain Export Growth Finance Pty Ltd (EGF) from pursuing demands issued to investors who invested in the Australian Aloe Ltd Project. In May 1998, Australian ...

Four sentenced in Wattle investigation

Four men associated with the Gold Coast-based Australasian Management Consultants Pty Ltd (AMC) were today sentenced in the Brisbane District Court, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed ...

Federal Court continues NII proceedings following ASIC action

... by the Australian Securities and Investments Commission (ASIC) against Mr Henry Kaye and National Investment Institute Pty Ltd (NII). These proceedings arise from conduct by Mr Kaye and NII following ASIC's acceptance of an enforceable undertaking (EU) ...