Search Results | Showing 141 - 150 of 295 results for "Pty Ltd." |
| | | A Perth stockbroker has pleaded not guilty to more than 10 fraud charges, but guilty to a charge of dishonestly using his position as an employee at his former workplace. Jonathan Kur, who was an authorised representative for Hogan and Partners Stockbrokers ... |
| | | | A former senior adviser at Sydney firm, Noall & Co, faced charges of fraud in court this week following an ASIC investigation. James Patrick Hobson, a senior financial adviser, faced Downing Centre Local Court for allegations that he defrauded four ... |
| | | | ... he failed to comply with financial services laws. Deutsch was an authorised representative of Romad Financial Services Pty Ltd (RFS) and the Responsible Manager and Key Person of RFS's Australian financial services licence (AFS) since June 2004. An ASIC ... |
| | | | A legal challenge that questioned whether the Superannuation Guarantee Charge Act was valid under the constitution has lost in the High Court of Australia. The case, Roy Morgan Research Pty Ltd v Commissioner of Taxation, ultimately found that the Superannuation ... |
| | | | A Western Australian man has been sentenced to over three years in jail by the Perth District Court, in a case brought by ASIC. A reparation order of $1.7 million was also made. On 26 September 2008, ASIC suspended the Australian financial services ... |
| | | | A former financial adviser receives a jail sentence after pleading guilty to 13 fraud charges following an ASIC investigation. Neil Francis Dodd was sentenced to eight years imprisonment in Townsville's District Court after an ASIC investigation concluded ... |
| | | | Around 2,000 Great Southern investors launched a class action in the Federal Court to recover losses from bankers, including Bendigo and Adelaide Bank Limited (BABL), which lent them money to invest in the schemes. Investors have asked the Federal Court ... |
| | | | ASIC has reached another Westpoint settlement, this time against Barzen Pty Ltd (formerly Dukes Financial Services) and Joseph Dukes for $1 million. The settlement is subject to the approval of the Federal Court. If approved by the court, the Dukes' ... |
| | | | Company director Eva Skira is the new chair of super fund Westscheme, after Dr. Paul Schapper, who held the position since 1998 retired this week. Skira has a background in banking and capital markets, having previously worked as a stockbroker and held ... |
| | | | The Australian stock market is expected to open flat. US markets were closed overnight for a public holiday, while European markets finished firmer. At 0703 AEST on the Sydney Futures Exchange, the September share price index contract was down one point ... |
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