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Showing 1701 - 1710 of 6696 results for "Securities"

BT Panorama lists sovereign bond fund

KARREN VERGARA  |  THURSDAY, 27 APR 2017
... its strong liquidity profile," MacPherson said. "As sovereign bonds have a lower correlation to other fixed income securities such as credit and high yield as well as to traditional growth assets, the fund offers a defensive anchor for clients' portfolios ...

Factor investing must be long-term: Vanguard

DARREN SNYDER  |  WEDNESDAY, 26 APR 2017
... which rely on company-specific research, factor-based investing uses rules based on academic research to screen for securities which display certain characteristics, Pappas said. He said rules-based active funds offered investors the opportunity to access ...

Legalsuper awards global equities mandate

ALEX BURKE  |  WEDNESDAY, 26 APR 2017
... financial services licence when providing financial services to wholesale Australian investors as it is regulated by the Securities and Exchange Commission in the US.

ASIC signs fintech agreement with Indonesia

EMMA RAPAPORT  |  MONDAY, 24 APR 2017
... regulators including the Monetary Authority of Singapore, the United Kingdom's Financial Conduct Authority, the Ontario Securities Commission and Capital Markets Authority, Kenya. It is hoped that this will enable the regulator to understand developments ...

ASIC bans company director

JAMIE WILLIAMSON  |  FRIDAY, 21 APR 2017
A former director of a Melbourne-based investment banking securities dealer and asset management firm was banned from providing financial services by ASIC. Bingxing Hu was banned for five years after an ASIC investigation found he knowingly engaged ...

ASIC cancels responsible entity AFSL

EMMA RAPAPORT  |  WEDNESDAY, 12 APR 2017
The Australian Securities and Investment Commission cancelled the AFSL of a responsible entity for failing to comply with a number of its key obligations as a financial services licensee. The company, DD&D Securities, is the responsible entity for Dwyers ...

Coolabah Capital hires former Energy Super chair

ALEX BURKE  |  TUESDAY, 11 APR 2017
... chaired Energy Super for 20 years. Ashley Kabel, meanwhile, joins as a portfolio manager from UK hedge fund Cambridge Securities. "Without any active marketing we have secured strong support on the back of our performance from sophisticated financial ...

ANZ launches global technology ETF

EMMA RAPAPORT  |  TUESDAY, 11 APR 2017
... said. The new ETF will have a management cost of 0.45% per annum and is expected to begin trading on the Australian Securities Exchange on 11 April 2017.

ESG risk tool launches

KARREN VERGARA  |  MONDAY, 10 APR 2017
... recommended practices on how to best manage ESG issues affecting companies listed on the Australian and New Zealand Securities Exchanges. The draft guideline, ESG Engagement: Recommended Practices for Listed Entities, includes 13 recommendations covering ...

Singapore fintech shutters Australian business

ALEX BURKE  |  FRIDAY, 7 APR 2017
... concerning crowdfunding. As a result of this decision, its Corporate Authorised Representative Agreement with Melbourne Securities Corporation has been terminated. CoAssets co-founder and chief executive Getty Goh explained: "We took the decision last ...