Search Results | Showing 1731 - 1740 of 6696 results for "Securities" |
| | | ... (trading as Yes FS), have been accused by the regulator of various breaches of the Corporations Act and the Australian Securities and Investments Commission Act. This includes alleged breaches of the best interests obligations, engaging in unconscionable ... |
| | | | ... momentum. Schneider said one way of introducing a quantitative factor to a given thematic portfolio is to apply weights to securities based on a specific variable, for example, volatility, instead of the standard weights based on market capitalisation. ... |
| | | | Investment bank Credit Suisse was slapped with a $170,000 fine from the Australian Securities and Investment Commission for failing to have the appropriate price limits in place across its automated order processing (AOP) systems. The watchdog found ... |
| | | | ... maintaining its existing policy of reinvesting principal payments from its holdings of agency debt and agency mortgage-backed securities in agency mortgage-backed securities and of rolling over maturing Treasury securities at auction, and it anticipates ... |
| | | | Fixed income broker FIIG Securities is creating one of Australia's largest sell-side credit research teams with the appointment of two senior researchers. Joining the fixed income team is John Manning, who will take over as director - credit research ... |
| | | | ... loans, life insurance, retirement planning, general insurance, SMSFs, superannuation, managed property investments, securities and derivatives. As defined by ASIC, "factual advice" is "objectively ascertainable information whose truth or accuracy cannot ... |
| | | | ... Google, Facebook, and Uber, while providing a small offsetting allocation to defensive assets such as fixed interest securities and cash although according to its product disclosure statement, Spaceship will seek to diversify through exposure to index ... |
| | | | ... inflation expectations - as measured by the yield difference between nominal bonds and TIPS (treasury inflation-protected securities - have recently eased to 2.0% from a high of 2.1% this year (on the tenners) and to 1.9% from 2.0% on the five-year tenor. ... |
| | | | ... Woolies in South Africa, Bank Zachodni in Poland, and Peru's Credicorp. "The portfolio is typically comprised of 20 to 40 securities, with consideration being paid to concentration issues and a wide range of risk factors when building our portfolio," ... |
| | | | The Australian Securities and Investment Commission is taking Westpac to the Federal Court for allegedly breaching home-loan responsible lending practices. Between December 2011 and March 2015, the regulator claims Westpac failed to properly assess ... |
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