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Showing 1661 - 1670 of 6696 results for "Securities"

IRESS secures NSX deal

EMMA RAPAPORT  |  WEDNESDAY, 5 JUL 2017
... National Stock Exchange of Australia. From the end of this month IRESS' stockbroking clients will have access to trade securities listed on the National Stock Exchange (NSX) in a move described as "essential" by NSX managing director Ann Bowering. "We ...

EU markets directive to reshape global alternatives

ALEX BURKE  |  WEDNESDAY, 5 JUL 2017
... in which they're operating, demonstrate their efforts to achieve "best execution" every time they deal with European securities. AIMA said that of the alternatives managers who had made decisions regarding paying for research, 80% were planning to pass ...

Family office takes asset manager stake to $55m

ALEX BURKE  |  FRIDAY, 30 JUN 2017
... executive Paul Lederer, made the placement agreement with Centuria Capital to be issued more than 2.6 million Centuria securities at an issue price of $1.14 per stapled security. Centuria also issued 20.1 million options to subscribe for Centuria securities ...

Argo LIC shakes up investment mandate

ALEX BURKE  |  THURSDAY, 29 JUN 2017
... mandate. Under the current arrangement, the infrastructure LIC has a possible allocation of up to 20% in fixed income securities; the board is now seeking to remove this allocation entirely. From July 1, the LIC will be wholly invested in global listed ...

The Fed's inflation and asset price conundrum

BENJAMIN ONG  |  WEDNESDAY, 28 JUN 2017
... expectations - as measured by the 10-year yield differential between US Treasuries and TIPS (Treasury Inflation-Protected Securities) have clearly trended lower. The differential stood at 1.7% overnight, down 1.94% at the start of 2017 and this year's ...

ASIC bans ex-AMP adviser

KARREN VERGARA  |  TUESDAY, 27 JUN 2017
... received advice from Fong and suffered a financial loss. Meanwhile, ASIC's Markets Disciplinary Panel slapped Macquarie Securities with a $505,000 fine for trading "recklessly." An investigation in 2014 found Macquarie customised the parameters of its ...

Westpac GM becomes PNG wealth group CEO

ALEX BURKE  |  TUESDAY, 27 JUN 2017
... chief executive of an ASX-listed Papa New Guinean bank and wealth management firm. Greg Pawson's appointment as Kina Securities' chief executive was announced as part of Kina's senior management succession plan, which also includes splitting managing ...

Eurozone gaining momentum

BENJAMIN ONG  |  THURSDAY, 22 JUN 2017
... time, when we say that "the net purchases will be made alongside reinvestments of the principal payments from maturing securities purchased under the asset purchase programme", and just a little later on we say that "a very substantial degree of monetary ...

Central Banks fail to disappoint

BENJAMIN ONG  |  MONDAY, 19 JUN 2017
... and Plans, lays out the details: "For payments of principal that the Federal Reserve receives from maturing Treasury securities, the Committee anticipates that the cap will be $6 billion per month initially and will increase in steps of $6 billion at ...

UBS cops $280,000 ASIC fine

ALEX BURKE  |  FRIDAY, 16 JUN 2017
UBS Securities paid $280,000 in penalties following two infringement notices issued by ASIC's Markets Disciplinary Panel. The first infringement notice pertained to UBS' PIN crossing system, in which orders are executed based on algorithms reflecting ...