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Showing 1621 - 1630 of 1803 results for "Regulation 2014"

ASIC issues guidance on general advice warning and SOAs

The Australian Securities and Investments Commission (ASIC) has issued an example Statement of Advice (SOA) and released a proposal to reduce the repetition of advice warning for Australian financial services licensees and their representatives. The ...

NESS gets APRA licence

The superannuation fund for employees in the electrical and associated industries in NSW and the ACT, NESS, has obtained its Australian and Prudential Regulation Authority (APRA) licence. The completion of the process makes NESS the first non-public ...

APRA punishes errant super trustees

The Australian Prudential Regulation Authority (APRA) has taken action against two former trustees of the Tunstall Bond Superannuation Fund forcing both trustees to compensate fund members for over $225,000 worth of entitlements, and having one trustee ...

CBA and APRA discuss IFRS implications

AAP  |  TUESDAY, 16 AUG 2005
The Commonwealth Bank of Australia (CBA) is in talks with the financial services regulator over the impact of new international financial reporting standards (IFRS) on its accounts. The bank is talking to the Australian Prudential Regulation Authority ...

Future bright for investment management industry

AAP  |  THURSDAY, 4 AUG 2005
The outlook for the investment management industry in Australia remains positive with expectations of more than 20 per cent growth in assets under management in three years times, according to a PricewaterhouseCoopers (PWC) survey. The chartered accounting ...

Super fund repays financial assistance

The trustee for the now closed Australian Independent Superannuation Fund, Denara Nominees, has repaid a grant of $240,347 that was delivered to the fund by the Commonwealth Government under the Superannuation Industry (Supervision) Act (the SIS Act). ...

Equipsuper goes public

Equipsuper has become a public offer superannuation fund as of 1 July 2005 to coincide with the first day of the choice of fund environment. The move comes after 12 months of preparation that concluded when the Australian Prudential Regulation Authority ...

ASIC provides guidance on superannuation calculators

The Australian Securities and Investments Commission (ASIC) will exempt providers of superannuation calculators from the need to hold a financial services licence or where the provider is already licensed from some of the conduct and disclosure provisions ...

Class action filed against retirement fund managers

AAP  |  FRIDAY, 10 JUN 2005
David Smith, the founder of the LifeTrack Superannuation Fund, and his former chief executive Alan Rich were named as defendants in class action papers lodged in the NSW Supreme Court yesterday. More than 700 investors have retained law firms Goldman ...

AXA trustee director asked to show cause

AAP  |  MONDAY, 6 JUN 2005
AXA Asia Pacific Holdings Ltd's domestic chief executive Andy Penn says he has the full support of the company after being issued with a notice by the prudential regulator. Mr Penn, who heads the AXA's Australian and New Zealand businesses, confirmed ...