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Showing 1651 - 1660 of 1802 results for "Regulation 2014"

APRA disqualifies more HIH senior executives

The Australian Prudential Regulation Authority (APRA) has made further disqualifications regarding former senior executives of HIH Insurance with Frederick Lo, Roger Colomb, and Terrence Cassidy all banned from being or acting as a director or senior ...

APRA warns super funds over choice advertising

The Australian Prudential Regulation Authority has written to superannuation trustees warning them that some advertising and marketing campaigns before the introduction of choice may breach the sole purpose test and a trustee's duty to members. The ...

ASIC reorganizes management following Johnston departure

The Australian Securities and Investments Commission (ASIC) has announced Jennifer O'Donnell has been appointed as the regulator's new executive director of compliance following the departure of Ian Johnston. Johnston, who will join the Hong Kong Securities ...

AFS licensees behind the eight ball with account lodgement

Almost 15 per cent of Australian financial services (AFS) licensees are overdue with lodging their 2004 annual accounts and auditor reports with the Australian Securities and Investments Commission (ASIC). The 618 licensees with overdue accounts were ...

ASIC loses Johnston to Hong Kong

The Australian Securities and Investments Commission has lost another senior executive with the resignation of industry stalwart Ian Johnston. Johnston, most recently ASIC executive director of financial services regulation, has been appointed to a ...

Specialist training courses now available for SMSFs

Specialist training courses regarding self-managed super funds (SMFSs) have now been approved as meeting ASIC's training requirements and as such have been included as part of the ASIC Training Register. ASIC executive director of financial services ...

APRA communicates its position on IFRS

The Australian Prudential Regulation Authority (APRA) has released the first of two planned discussion paper outlining its stance on the mandatory adoption of the International Financial Reporting Standards (IRFS). The topics covered by the document ...

AFSLs growing in number

ASIC has revealed the total number of Australian Financial Services Licences (AFSLs) stood at 4,101 after it issued 363 additional AFSLs since March last year. Over the period the regulator also approved 582 variations to existing AFSLs and was notified ...

Practice management important for advisers

More than 90 per cent of advisers view practice management as very important with 44 per cent of advisers spending at least 10 hours per month on practice management development. The results are revealed from a MLC national survey of 600 advisers nationwide. ...

Annuity asset test changes lead to strong inflows

Australian Prudential Regulation Authority (APRA) life insurance statistics have shown $10.9 billion of life office premiums were received during the September 2004 quarter, a 28 per cent increase from the same time last year, on the back of changes ...