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Showing 1611 - 1620 of 1802 results for "Regulation 2014"

Unit pricing the right way

Unit pricing inconsistencies and mistakes across the market have prompted industry regulators to jointly release a unit pricing good practice guide. The regulators, the Australian Prudential Regulation Authority (APRA) and the Australian Securities ...

Quadrant first Tasmanian RSE

Quadrant has become the first Tasmanian-based superannution fund to be issued a Registrable Superannuation Entity (RSE) licence from the Australian Prudential Regulation Authority (APRA). As the July 1 2006 RSE deadline approaches, it is expected that ...

New broker licensing laws will hurt planners

Mortgage broking group National Mortgage Brokers (NMB) has set its sights on financial advisers ahead of new licensing laws next year that could prevent advisers from providing broking advice. NMB's managing director Gerald Foley has said that the line ...

Sunsuper awarded RSE Licence

Sunsuper has beaten the 1 July 2006 deadline, and received their Registrable Superannuation Entity (RSE) Licence. The Australian Prudential Regulation Authority (APRA) awarded Sunsuper its RSE while many other Australian super funds are lagging behind ...

Russell obtains RSE licence

Russell Investment Group's trustee for its SuperSolution client funds, TRM, has been granted a Registrable Superannuation Entity (RSE) Licence by the Australian Prudential Regulation Authority (APRA). TRM provides trustee services for a number of Russell ...

More draft FSR regulations released

... Treasurer, Chris Pearce, has released draft regulations implementing a number of proposed refinements to Financial Services Regulation (FSR). The draft regulations seek to better define the distinction between retail and wholesale, streamline disclosure ...

Financial advice quality is improving: CPA Australia

One third of investors believe the quality of financial advice has improved in recent years, according to a research report detailing consumer attitudes to financial planning that has just been released by CPA Australia. The independent report, which ...

Too few funds applying for RSE licenses

With a fast approaching June 2006 deadline for Registrable Superannuation Entity (RSE) Licensing, the number of applications being received by the Australian Prudential Regulation Authority (APRA) is still very low. And this concern is reinforced by ...

Industry bigger than we thought: ABS

The Australian bureau of Statistics has announced that the managed funds industry may be bigger than its official estimates give it credit for. The problem however, is it's not sure how much bigger. In its latest release for the Managed Funds sector ...

ASIC issues guidance on general advice warning and SOAs

The Australian Securities and Investments Commission (ASIC) has issued an example Statement of Advice (SOA) and released a proposal to reduce the repetition of advice warning for Australian financial services licensees and their representatives. The ...