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Showing 1581 - 1590 of 1614 results for "Investigation"

Tower Australia to repay policyholders

... Tower maintained the problem was caused by a computer error. ASIC noted Tower had been co-operative throughout the investigation and had agreed to an enforceable undertaking to rectify the computer problems.

NSW company director charged with 17 counts of fraud: ASIC

... charged under the New South Wales Crimes Act on 17 counts of intending to defraud. The charges were laid following an investigation by ASIC. The commission argues that Mr Forwood had, between November 2000 and January 2001, authorised and submitted falsified ...

Two directors charged for failed unregistered invesment scheme: ASIC

Two Adelaide directors today appeared in the Adelaide Magistrates Court to face charges arising from an investigation by the Australian Securities and Investments Commission (ASIC) into the operation of the United Investments Trust. Terence Eric Loveday ...

Former Queensland executive director prosecuted for insider trading: ASIC

... undertaking. The Commonwealth Director of Public Prosecutions is prosecuting the matter. ASIC is continuing its investigation into the collapse of Harts Australasia.

ASIC imposes permanent ban on Sydney adviser

... director of Macquarie Financial Services in Richmond, NSW and operated as a financial planner and adviser. An ASIC investigation found that Higgins misappropriated approximately $2 million from clients. ASIC found that Higgins failed to invest client ...

OECD enhances international consumer protection activities

The Organisation for Economic Cooperation and Development (OECD) has announced that consumers across the world will enjoy greater protection due to the OECD Council's adoption of the Guidelines for Protecting Consumers from Fraudulent and Deceptive ...

ASIC imposes three-year ban on South Australian adviser

... repaid the funds they invested. ASIC contends that Holmes failed to conduct any reasonable, adequate and independent investigation of the high risk schemes, failed to advise GWM of his involvement with the two high risk schemes, failed to keep proper ...

Disqualified Sydney businessman sentenced to jail

... be released after six months on his own recognisance, after pleading guilty to six charges resulting from an ASIC investigation into the property development projects. No prospectus was ever lodged with ASIC for any of the development projects, and the ...

ASIC to crackdown on 'get-rich-quick' schemes

... influence in regulating real estate 'get-rich-quick' schemes when it releases findings from an industry surveillance investigation later in the year, it has announced. Last Friday Reserve Bank of Australia (RBA) governor Ian Macfarlane called for a crackdown ...

Adelaide financial adviser sentenced to a year in jail

... Adelaide's District Court on a charge arising out of an Australian Securities and Investments Commission (ASIC) investigation. Mudge was convicted and sentenced to 27 months imprisonment to be released after serving 12 months upon entering into a good ...