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Showing 1561 - 1570 of 1614 results for "Investigation"

Two Wattle administrators given suspended sentence

... into a $5000 recognisance to be of good behaviour for two years. The charges were laid on the pair, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group. The Wattle Group raised more than ...

ASIC investigation yields yet another accused director

... the Downing Centre Local Court in Sydney and was committed to stand trial on four fraud charges arising from an investigation by the Australian Securities and Investments Commission (ASIC). The charges relate to ASIC's investigation into Karl Suleman ...

NAB Wealth Management companies to pay $67 million in investor compensation

... superannuation funds are merged," Mr Knott said. "The arrangements announced today conclude a lengthy and complex investigation by ASIC." He said NAB cooperated to ensure that investors would be fully compensated and informed about the issues. "The agreements ...

ASIC investigation leads to Tasmanian director ban

... company Gold Ribbon (Accountants) Pty Ltd (GRA), from managing a corporation for five years. The ban follows an investigation by the Australian Securities and Investments Commission (ASIC) into the actions of Mr Howes. The Court found that Mr Howes failed ...

Adelaide company director jailed: ASIC

... the Adelaide District Court today, to two years and six months in jail in relation to 23 charges arising from an investigation by the commission. Mr James is to be released after serving six months imprisonment upon entering into a bond for $1,000 to ...

Former Adelaide adviser joins Wattle Group guilty party

... Adelaide. The Australian Securities and Investments Commission (ASIC) laid the charges against Mr Snook following an investigation into his activities in promoting investments directly into the failed Queensland investment scheme - known as the Wattle ...

Approach of ACCC unchanged: Samuel

... public policy or desired legislative changes in the media. He said also the Commission would refuse to discuss any investigation or any case subject to court action. Mr Samuel highlighted as an important recent action by the ACCC the decision to offer ...

ASIC clears Australian investment banking analysts of serious misconduct

... investment banking industry. ASIC emphasised the review was conducted as a surveillance campaign rather than an investigation, because no breaches of the law have been detected. And it said it did not believe the deficiencies were systemic in nature. ...

Dotnet director sentenced to 12 months jail

... three months in prison, and will then be placed on a two-year $1,000 good behaviour bond. The charges follow an investigation by the Australian Securities and Investments Commission (ASIC) into a number of dotcom companies including Dotnet Limited (Dotnet) ...

Wattle director pleads guilty to 48 charges: ASIC

... concerned in the promotion of prescribed interests, in contravention of the Corporations Act. These charges followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group and relate to 12 investors ...