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Showing 1541 - 1550 of 1614 results for "Investigation"

ASIC conducts searches in Sydney for Alpine Investigation

AAP  |  FRIDAY, 14 NOV 2003
... The corporate regulator raided high profile stockbroker Rene Rivkin's home, offices and boat today as part of its investigation into the ownership of Offset Alpine Printing. The Australian Securities and Investments Commission (ASIC) confirmed it executed ...

Former AMP superannuation agent jailed

... his company Baxters Holdings Pty Ltd. An administrator was appointed to Baxters Holdings in January 1998. An ASIC investigation found that between 1993 and 1997, Mr Moses accepted compulsory employer superannuation contributions from two of his former ...

Mortgage broker to compensate former clients

... following enforceable undertakings won by the Australian Securities and Investments Commission (ASIC). An earlier investigation by ASIC found Express Loans may have misled borrowers and issuers of deposit bonds through its advertising and broking practices. ...

ASIC announces probe into Offset Alpine Printing

... the sale of a parcel of shares in Offset Alpine Printing, with the securities watchdog today announcing a formal investigation into the transaction. Only yesterday ASIC announced it had established a specialist team to review material raised in the newspaper ...

ASIC re-opens probe into Offset Alpine Printing Group

... was the subject of a successful takeover bid. The Australian Stock Exchange referred the transaction to ASIC for investigation. At the time, the Federal Court ruled Swiss laws prevented ASIC and the Australian Taxation Office (ATO) from seeking the identities ...

Former Tasmanian director sentenced to three years jail

... ASIC has reported. Six charges of fraud were made against Mark Anthony Johnstone of Tamworth, NSW, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failure of DJF Pty Ltd, which traded as MI Machinery ...

Victorian securities dealer banned:ASIC

... been permanently banned from doing any act as a representative of a dealer or an investment adviser, following an investigation by the Australian Securities and Investments Commission (ASIC). Michael Kwong of Malvern East, Victoria, was an authorised ...

IFA Securities adviser banned for five years

... Hutson was an authorised representative of IFA Securities Pty Ltd from 18 March 2002 to 13 February 2003. An ASIC investigation found that throughout 2002 Ms Hutson made a number of recommendations to seven of her clients to invest in two Panamanian ...

NAB confirms discussions with ACCC over AMP takeover

AAP  |  TUESDAY, 21 OCT 2003
... about $7. In August, ACCC chairman Graeme Samuel said he thought wealth and funds management was an obvious area for investigation by the ACCC, with particular reference to any NAB takeover of Australia's largest life insurer. "I think wealth management ...

Junior dealer permanently banned by ASIC

... Pty Ltd, who employed Ms Phelps between October 1991 and September 2002, manages the Cairns office of AAM. An ASIC investigation found that Ms Phelps had not per formed her duties as an authorised representative either efficiently, honestly or fairly ...