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Showing 1431 - 1440 of 3500 results for "compliance"

Tribeca Alpha Plus leaks $600m, rebuilds

KANIKA SOOD  |  TUESDAY, 27 AUG 2019
... BlackRock, will take the lead role on the quantitative model after Peter Moore's departure. Tribeca has also hired a new compliance manager, starting September 2 as the incumbent leaves. Fenton resigned from the fund in April after selling down his ...

ATO to crack down on SG non-payment

KRISTI CHENG  |  TUESDAY, 27 AUG 2019
... - to reduce non-payment. With the introduction of Single Touch Payroll, the ATO has access to data around employer compliance in reporting obligations, giving the office an "unprecedented" level of visibility of super information at the account and transaction ...

KPMG names financial services head

HARRISON WORLEY  |  MONDAY, 26 AUG 2019
... contributor to KPMG's own strong performance - supporting our clients post-Royal Commission to enhance their risk and compliance processes and remediate customers quickly and accurately," he said. "Last year we launched a remediation centre at Rhodes ...

Midwinter acquired by Bravura

JAMIE WILLIAMSON  |  FRIDAY, 23 AUG 2019
... a core part of the business. The Australian advice market operates in a highly regulated environment with increased compliance obligations post-Royal Commission, Bravura said. "Traditional financial advice delivery is expensive to produce, carries a ...

Managed funds versus the ASX 200

KANIKA SOOD  |  THURSDAY, 22 AUG 2019
... investment managers delivered lower returns to their members than they would have liked," Rainmaker director of research and compliance Alex Dunnin said. "But the key question is what went wrong? With investment managers already under pressure from ETFs ...

IOOF establishes super trustee office

HARRISON WORLEY  |  WEDNESDAY, 21 AUG 2019
... deadline for. In an update to the market late yesterday, IOOF said the independent reviewer it engaged to review its compliance with APRA's licence conditions is now satisfied all 145 items required for validation by June 30 have been successfully ...

Cashwerkz hires distribution lead from Perpetual

ELIZABETH MCARTHUR  |  TUESDAY, 20 AUG 2019
... delivering better outcomes for advisers through improved returns for clients, and secondly simplified and improved compliance for advisers, dealer groups and investment platforms." Burbidge was state manager for Certitude Global Investments (a subsidiary ...

APRA opens margin requirement talks

HARRISON WORLEY  |  THURSDAY, 15 AUG 2019
... Regulation Authority (PRA) and the Financial Conduct Authority to the list of foreign bodies eligible for substituted compliance with APRA's margin requirements in CPS 226 after Brexit. Separately, APRA this week hit insurer Allianz with an additional ...

What is holding Aussie robo advisers back?

KANIKA SOOD  |  WEDNESDAY, 14 AUG 2019
... US market... if it partners with super funds, it could be much bigger," Rainmaker executive director of research and compliance Alex Dunnin said. Aussie robo advisers charge a median fee of 0.55% per annum which is higher than the US average fee of 0.35% ...

ASIC to crack down on platform fees

ELIZABETH MCARTHUR  |  WEDNESDAY, 14 AUG 2019
... of policies and procedures used by individual platforms to prepare fee disclosure statements and monitor and audit compliance with fee disclosure obligations. This included requiring platforms to disclose how they prepare renewal notices, record and ...