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Showing 1421 - 1430 of 3504 results for "compliance"

Corporate fund appoints risk lead

ELIZABETH MCARTHUR  |  TUESDAY, 24 SEP 2019
The long-serving group executive, risk and compliance at First State Super has taken on a new role with a corporate superannuation fund. Suzette Thurman will join Qantas Super as its new chief risk officer. Thurman steps into the position from First ...

Businesses warned to avoid dud funds

ELIZA BAVIN  |  MONDAY, 23 SEP 2019
... performers. Speaking at the Australian Payroll Association Conference is Sydney, executive director of research and compliance at Rainmaker Group, Alex Dunnin said as well as low returns Australians are being charged a significant amount of fees. "We ...

Support staff should meet FASEA standards

ELIZABETH MCARTHUR  |  FRIDAY, 20 SEP 2019
... standards. "If you're a paraplanner that is preparing the advice, why should you not be at the same level? If you're a compliance person that is reviewing the advice, why should you not be at the same level?" Ashenden gave a run-down of the Royal Commission ...

Federal Court delivers APRA, IOOF verdict

JAMIE WILLIAMSON  |  FRIDAY, 20 SEP 2019
... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ...

Members' interests bill sits on the precipice

HARRISON WORLEY  |  WEDNESDAY, 18 SEP 2019
... government's changes will be welcome relief for young retirement savers, Rainmaker executive director of research and compliance Alex Dunnin said. "Young people get a bad deal from many super funds," Dunnin said. "It's high time this was fixed." Government ...

Licensee faces hefty remediation bill

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
... program for over 200 clients who received poor life insurance advice resulted in the figure. ASIC said ClearView's compliance review saw ClearView look at 4,269 advice files from 279 ClearView advisers. As a result, 215 clients were offered $730,138 ...

CFSGAM picks new name, updates on CBA separation

KANIKA SOOD  |  MONDAY, 16 SEP 2019
... CBA separation update In its previous ownership under CBA, the company's central functions like legal, finance, compliance were a part of CBA and not directly CFSGAM. First Sentier has now filled most of these functions itself, a spokesperson said. ...

Industry Fund Services adopts regtech solution

KRISTI CHENG  |  FRIDAY, 13 SEP 2019
Industry Fund Services has partnered with a regulatory technology company to automate its risk management and compliance processes. IFS will work with Advice RegTech to pioneer the launch of a "leading-edge" regulatory compliance checking technology ...

Changes at helm for Perpetual

ELIZA BAVIN  |  FRIDAY, 13 SEP 2019
... wishes them all the very best in their future endeavours." Bullock had been a member of Perpetual's audit, risk and compliance committee and people and remuneration committee. "[Bullock] has brought extensive experience of technology, client relationships ...

Vanguard appoints operation risk lead

KANIKA SOOD  |  THURSDAY, 12 SEP 2019
... She takes the role after Theo Vosinidis left Vanguard to go to industry fund Cbus as its head of investment risk and compliance earlier this year. Rodrigues has been at Vanguard since 2012, starting as an operational risk analyst. Prior to this, she ...