Search Results | Showing 1411 - 1420 of 3500 results for "compliance" |
| | | ... "Under the revised rule, firms that do not have significant trading activities will have simplified and streamlined compliance requirements, while firms with significant trading activity will have more stringent compliance requirements," the five agencies ... |
| | | | ... increasingly difficult for EFP, as a small scale dealer group, to generate the income required to cover higher regulatory compliance and insurance costs," the company said. Elders Financial Planning is a joint venture, 51% owned by wealth manager IOOF ... |
| | | | ... ordered the appointment of an external auditor to look into PayPal Australia in relation to "ongoing concerns" about its compliance with financial crime laws. The financial intelligence agency said the concerns relate to PayPal Australia's compliance ... |
| | | | ... shifting the burden of fees from one class of members to another. Additionally, reform drives implementation and ongoing compliance costs which ultimately need to be paid by all or nearly all fund members. "Every inquiry takes the time and energy of ... |
| | | | ... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ... |
| | | | ... the right channels to maximise the efficiency of advice distribution." Further, regtech will drive efficiencies in compliance and regulation - meaning fewer man hours are needed in compliance work. Manual data entry will likely also become a thing of ... |
| | | | The long-serving group executive, risk and compliance at First State Super has taken on a new role with a corporate superannuation fund. Suzette Thurman will join Qantas Super as its new chief risk officer. Thurman steps into the position from First ... |
| | | | ... performers. Speaking at the Australian Payroll Association Conference is Sydney, executive director of research and compliance at Rainmaker Group, Alex Dunnin said as well as low returns Australians are being charged a significant amount of fees. "We ... |
| | | | ... standards. "If you're a paraplanner that is preparing the advice, why should you not be at the same level? If you're a compliance person that is reviewing the advice, why should you not be at the same level?" Ashenden gave a run-down of the Royal Commission ... |
| | | | ... Kelaher, former IOOF chair George Vernados, chief financial officer David Coulter, general manager of legal, risk and compliance Paul Vine and general counsel Gary Riordan. APRA was seeking significant changes to the identification and management of ... |
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