Search Results | Showing 1221 - 1230 of 6459 results for "Regulatory" |
| | | ASIC has banned former Magnolia Capital Group director Mitchel Atkins from managing corporations and providing financial services. Atkins was a director of Magnolia Capital, which went bankrupt in 2022, owing unsecured creditors millions of dollars. ... |
| | | | ... Tanngo survey finds that most paraplanners are not concerned about job security as only 37% think that technology and regulatory changes will impact their roles. While 67% of Australia's paraplanners are optimistic about the future and express high ... |
| | | | The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ... |
| | | | Since its inception, the Australian Financial Complaints Authority (AFCA) has clawed back $1.2 billion in compensation and refunds for more than 400,000 consumers and small businesses. Reaching its fifth year in operation, AFCA explained its efforts ... |
| | | | ... meanwhile, look to be grappling with the current economic environment, spooked investors, muted client interest, and regulatory strangulation. A new analysis by KPMG, the Australian fintech survey report 2023, highlights that more than half of fintechs ... |
| | | | ... retire in 2050 if trustees were permitted to move them to contemporary products without incurring tax penalties or regulatory barriers if they are currently invested in a legacy product. "A product modernisation regime would support the government's ... |
| | | | The government has kicked off its consultation on merger rules and processes to improve competition and productivity while lowering costs to ensure better outcomes for Aussies. According to the government's Merger Reform consultation paper, Australia's ... |
| | | | It may be tougher for wholesale investors looking to the Australian Financial Complaints Authority to help resolve a dispute as the authority tightens its rules on how it assesses their complaints. AFCA will shortly update its operational guidelines ... |
| | | | ... comparatively attractive. In contrast to their international counterparts, the asset consultant explained that high fees and regulatory hurdles like RG 97 and APRA's super heatmap make agriculture investments less appealing for local funds, despite its ... |
| | | | ASIC has suspended JB Markets' Australian financial services licence (AFSL), restricting the firm to only terminating existing client arrangements. The corporate regulator revoked JB Markets' AFSL due to non-compliance with financial requirements and ... |
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