Search Results | Showing 1261 - 1270 of 6461 results for "Regulatory" |
| | | ... with a new perspective on helping both retail and profit to member super funds succeed in a fast-moving investing and regulatory environment." Notably, Hoven's hire comes after the recent hire of US-based Paul Schutzman as head of solutions, institutional ... |
| | | | Disgraced former PwC head of international tax Peter-John Collins has been banned from providing financial services or controlling an entity that carries on a financial services business for eight years. At the start of the year, Collins was barred ... |
| | | | ... undertake regular reviews or audits of the number of breaches reported and identify any trends in reports, as outlined in Regulatory Guide 78 Breach reporting by AFS licenses and credit licensees (RG 78)," ASIC said. Under the new amendments, licensees ... |
| | | | ... accept she may have learned lessons from this experience - or at least realised she must do more to forestall further regulatory action - but the fact she held herself out and has come to downplay the significance of that conduct is a matter of concern." ... |
| | | | ... additional investment from Irish-based MFM Capital. The sale includes the roughly $1 million in cash the business holds for regulatory capital purposes. The transaction is expected to be completed within the next few months, subject for approval by the ... |
| | | | ... solace in marking its second consecutive year of profits, particularly considering economic uncertainty and an evolving regulatory environment. Interestingly, the top 10 direct insurers were all profitable, in stark contrast to reinsurers, where only ... |
| | | | ... conversion raises considerable complexities requiring significant work to address and Magellan will have regard to legal, regulatory and tax matters that require detailed assessment. Any conversion would be subject to a number of conditions, including ... |
| | | | The banking giant will likely face a hefty fine after the Federal Court found it breached continuous disclosure laws in 2015. The Court found that ANZ contravened continuous disclosure laws by failing to tell the market that underwriters had filled ... |
| | | | ... financial services," she said. "It's imperative the country keeps pace with our international peers, with a robust regulatory framework." However, Kraken Australia managing director Jonathon Miller outlined concern regarding the regulation potentially ... |
| | | | ... responsibilities in situations of armed conflict. Armed conflict can bring with it adverse human rights impacts that lead to regulatory risk, investment risk and legal risk as well as reputational risk, all of which can negatively affect the value of ... |
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