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Showing 1211 - 1220 of 2196 results for "Framework"

Retail super funds in hot water: Royal Commission

KARREN VERGARA  |  MONDAY, 27 AUG 2018
... constitute misconduct. CSF however, may have breached Prudential Standard SPS 521 by failing to have a conflicts management framework with respect to its RSE licensee's business operations. Hodge referred to CSF paying $2 million to Australian Family ...

Managed accounts forum to address vertical integration, best practice

STAFF WRITER  |  FRIDAY, 24 AUG 2018
... technology can support an SMSF strategy; and how asset allocation decisions are implemented within a managed account framework. The one-day forum kicks off with an adviser panel session on the impact of transitioning to managed accounts and ends with ...

CCIV draws mixed reception: Research

KARREN VERGARA  |  THURSDAY, 23 AUG 2018
... first tranche of the Treasury Laws Amendment (Corporate Collective Investment Vehicle) Bill 2018 in June. Under the framework, a company can register as a CCIV if it is limited by shares and operated by a single corporate director; holds an Australian ...

Centrepoint: New leadership, new look

JAMIE WILLIAMSON  |  THURSDAY, 23 AUG 2018
... businesses. Initiatives outlined for commencement in 2019 include the introduction of a new governance and standards framework; an education support program to assist advisers working to meet the requirements of the Financial Adviser Standards and Ethics ...

Advice mentoring opportunities abound

JAMIE WILLIAMSON  |  TUESDAY, 21 AUG 2018
... Sinclair clarified. "Industry, business knowledge, know-how and expertise need to be structured and delivered within a framework to facilitate the best outcomes for the client mentee and mentor, coach or supervisor." That said, Sinclair added: "I'm confident ...

Super funds cop governance grilling

HARRISON WORLEY  |  TUESDAY, 21 AUG 2018
... their company so that they can make informed decisions - this is where a company's governance and risk management framework is vital." This news story was first published in the latest print issue of Financial Standard. You can view the full article ...

Industry funds grows governance, risk teams

JAMIE WILLIAMSON  |  MONDAY, 20 AUG 2018
... manager, in which she will be responsible for overseeing and managing the fund's governance and conflicts management framework. Schofield joins the fund from Victoria's Transport Accident Commission. With a background in law, she has also held roles ...

Advisers can't ignore CIPR debate: SSGA

KARREN VERGARA  |  MONDAY, 20 AUG 2018
... phase of the superannuation system is underdeveloped and the Government intends to bring it in line with the overall framework by providing income to substitute or supplement the Age Pension. "Treasury is on a mission and you need to be listening," he ...

ANZ grilled over Smart Choice sales

JAMIE WILLIAMSON  |  THURSDAY, 16 AUG 2018
... view is that this is a challenging topic. You're trying to give information and you have to do it within a legal framework and the general advice rules are what you're trying to play within to make sure you're not misleading the customer," ...

Mason Stevens renews custodian

KANIKA SOOD  |  FRIDAY, 10 AUG 2018
... to offer clients a true universe of global investments, administered efficiently under a well-disciplined governance framework," Erdos said. NAB Asset Servicing executive general manager John Comito said Mason Stevens was using other services from the ...