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Showing 1191 - 1200 of 3927 results for "November"

Westpac discovers additional transaction irregularities

ALLY SELBY  |  TUESDAY, 28 JUL 2020
... to cough up a $1.5 billion penalty over the breaches arising from the AUSTRAC civil proceedings brought against it in November 2019, and is also currently being investigated by both the prudential and corporate watchdog. AUSTRAC uncovered more than 23 ...

FASEA confirms 2021 exams

ELIZABETH MCARTHUR  |  FRIDAY, 24 JUL 2020
... 2021, 25 March to 30 March 2021, 20 May to 25 May 2021, 15 July to 20 July 2021, 9 September to 14 September 2021 and 4 November to 9 November 2021. "The 2021 exam schedule together with the 3 remaining exams scheduled for 2020 in August, October and ...

Chief economist update: US-China tensions escalate

BENJAMIN ONG  |  THURSDAY, 23 JUL 2020
... it be that Trump is applying the exact same thing he accused former US President Obama of when he tweeted back on 16 November 2011: "Our president will start a war with Iran because he has absolutely no ability to negotiate. He's weak and he's ...

Hearts and Minds but no ratings

ALLY SELBY  |  TUESDAY, 21 JUL 2020
... Investment Management, Regal Funds Management and TDM Growth Partners. It seems to be working; since its listing on the ASX in November 2018 the fund has returned 51.3%. Over the past six months alone it has returned 15.9%. In comparison, the MSCI World ...

Former investment adviser charged with $85m fraud

ELIZA BAVIN  |  MONDAY, 20 JUL 2020
... Southern District of New York also announced criminal charges against Hu. The SEC previously charged IIG with fraud in November 2019, and revoked the company's registration as an investment adviser.

Westpac found to be immature, reactive

ELIZA BAVIN  |  FRIDAY, 17 JUL 2020
... Reassessment Report, which labelled the bank "immature" and "reactive". The bank first completed a self-assessed CGA back in November 2018, however decided to launch a reassessment following AUSTRAC's allegations the bank breached anti-money laundering ...

Industry super accused of misleading consumers

ELIZABETH MCARTHUR  |  THURSDAY, 16 JUL 2020
... deposit" to advertise debenture products with a vastly different risk profile than term deposits. "At a previous hearing in November last year, I asked you why it was that ASIC had issued a penalty to BT for misleading statements online which were to ...

Capital raising relief measures extended

ALLY SELBY  |  FRIDAY, 10 JUL 2020
The ASX has announced it will extend its temporary capital raising measures until November 30, as a second wave of COVID-19 infections batters Victoria. The measures were originally due to expire on July 31 and granted a temporary class waiver to lift ...

AustralianSuper appoints head of financial crime

KANIKA SOOD  |  WEDNESDAY, 8 JUL 2020
... privacy, data governance and fund resilience. The role reports to Paul Schroder, who moved to chief risk officer role last November after about 12 years with the fund. Garcia linked his current role to his background as an engineer. "I saw this role ...

Chief economist update: Second waving, not drowning

BENJAMIN ONG  |  TUESDAY, 7 JUL 2020
... power - or a democratic, capitalist nation that is the US of A. My money's on China if Trump's re-elected in November.