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Showing 1151 - 1160 of 3928 results for "November"

82% of advisers pass August FASEA exam

ELIZABETH MCARTHUR  |  THURSDAY, 1 OCT 2020
... complex family structures. FASEA said 700 advisers have registered for the October exam and 1200 have registered for the November exam. Melbourne exams are currently scheduled to be held online only due to COVID-19 restrictions.

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... Christian Trunz is scheduled to be sentenced on 28 January 2021. The DOJ also obtained a superseding indictment on 15 November 2019 against three former J.P. Morgan traders: Gregg Smith, Michael Nowak, and Christopher Jordan, as well as one former salesperson ...

ASX director retires

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... Australasia between May 2007 and January 2014, and was an adjunct professor at the University of Sydney Business School between November 2011 and November 2014. He also worked with Bankers Trust Australia from 1981 to 1999, where he served as head of ...

Perpetual successor fund transfer to go ahead

ELIZABETH MCARTHUR  |  WEDNESDAY, 30 SEP 2020
... access to services including account transactions and early release of super applications between 23 October 2020 and 16 November 2020 as the transfer is completed. The transfer means Perpetual will not have a MySuper option.

CBA progresses with divestment to AIA

ANNABELLE DICKSON  |  WEDNESDAY, 30 SEP 2020
... bank's Common Equity Tier 1 ratio of eight basis points at June 30. The payment follows a $500 million upfront payment in November 2019 and is part of the revised transaction path. The bank said it now expects the ultimate completion of the divestment ...

Fund seeks to internalise management

KANIKA SOOD  |  FRIDAY, 25 SEP 2020
... agreement. It will be funded via a cross-staple loan from Eildon Trust to Eildon Capital. Unitholder meeting is scheduled for November 13. EDC said the change will eliminate all external fee payments and avoid perceived conflicts of interest which it ...

VGI Partners co-founder steps down from board

ANNABELLE DICKSON  |  FRIDAY, 25 SEP 2020
... who is chair of VG1 has been appointed to the board of VG8 and will stand for election at the annual general meeting in November. Following Tynan's departure as a director VG1, the board will now comprise a majority of independent non-executive directors. ...

FCA reviews regulation of foreign financial services firms

KARREN VERGARA  |  FRIDAY, 25 SEP 2020
... which are designed to protect consumers and ensure the integrity of markets," she said. The FCA is taking comments until November 27.

MLC cuts fees, commissions

ELIZABETH MCARTHUR  |  FRIDAY, 25 SEP 2020
... asset-based or contribution based commissions will stop. The changes to fees and commissions will be effective from 2 November 2020. "We're committed to giving you the best opportunity to reach your financial goals. That's why we're continuing ...

Liberman firm backs non-bank lender

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... investment in a small bank lender. Josh Liberman Investment Group first invested in small-medium enterprise lender Lumi in November 2018 with a $31.5 million raise as a cornerstone investor. Lumi is now raising $20 million in equity and Josh Liberman ...