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Showing 1171 - 1180 of 1612 results for "Investigation"

Aussie! Aussie! Aussie! Noi! Noi! Noi!

BENJAMIN ONG  |  TUESDAY, 31 JUL 2012
... find moments of positive correlation, no correlation and/or inverse correlation. Then just generalised away. My own investigation shows that the A$/commodity prices correlation remains intact. The underlying fact is that commodities are still the main ...

Heads roll at Nomura

BEN COLLINS  |  FRIDAY, 27 JUL 2012
... employees had leaked information on at least three public offerings in 2010 to favored fund managers after a prolonged investigation. In the wake of the departures, potential takeover bids are being reported. "Bank of Tokyo-Mitsubishi UFJ (BTMU) could ...

Former investment company director pleads guilty

MELANIE TIMBRELL  |  MONDAY, 23 JUL 2012
... investment company Tanoak Pty Ltd, Tania Michele Oakley has pleaded guilty to three criminal charges following an ASIC investigation. ASIC alleged that between March 6, 2007 and April 16, 2007, Oakley gained financial advantage for herself by using approximately ...

ASIC closes in on SMSF advice firms

LINDA HAUSKEN  |  FRIDAY, 13 JUL 2012
... investments. The corporate watchdog has obtained interim court orders against Royale Capital and ActiveSuper. So far in the investigation, Australian Securities & Investments Commission (ASIC) has found that the two companies have raised approximately ...

ASIC uncovers investment scam

LINDA HAUSKEN  |  FRIDAY, 6 JUL 2012
... obtained court orders against the operators of a Gold Coast based unlicensed financial services business, following an investigation that resulted in 37 investors losing approximately $680,000. The Supreme Court of Queensland has made declarations against ...

UK launches bank probe amid Libor scandal

MELANIE TIMBRELL  |  TUESDAY, 3 JUL 2012
... appear healthier. The bank was fined AU$451 million by the UK Financial Services Authority last week following an investigation into bank lending rates. HSBC, RBS, UBS and Citigroup are also being investigated in connection to the alleged market manipulation ...

Former adviser pleads guilty to dishonest dealings

LINDA HAUSKEN  |  TUESDAY, 3 JUL 2012
... dishonest dealings with documents. The charges arose from Australian Securities & Investments Commission's (ASIC) investigation into his conduct as a financial adviser. According to ASIC, Carll deceived two clients about his intended use of documents ...

Barclays fined $A451 million

BEN COLLINS  |  THURSDAY, 28 JUN 2012
... other senior executives at the bank would forego their annual bonuses this year. The breach was discovered after an investigation into lending rates (called Libor and Euribor) reported by banks in the United Kingdom. The Libor and Euribor rates are benchmark ...

Adviser pleads guilty to dishonest conduct

LINDA HAUSKEN  |  WEDNESDAY, 27 JUN 2012
... & Investments Commission permanently banned Heathwood from providing financial services following the regulators investigation into the conduct.

ASIC winds up unregistered managed investment scheme

BEN COLLINS  |  FRIDAY, 15 JUN 2012
... the scheme. The Court has ordered that Taylor hold a meeting of Master Fund investors by 23 July 2012. During its investigation into unregistered offshore fund operators targeting Australian investors and self managed superannuation funds, in 2007 and ...