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Showing 1141 - 1150 of 1797 results for "Monitor"

ISA to change Compare the Pair ads

JAMES FERNYHOUGH  |  TUESDAY, 24 JUN 2014
Industry Super Australia (ISA) will change its 'Compare the Pair' advertising campaign to include disclaimers after the Australian Securities and Investments Commission (ASIC) expressed concern that the ads were misleading to consumers. In future advertisements ...

Morningstar launches stewardship ratings in Australia

STAFF WRITER  |  TUESDAY, 24 JUN 2014
... enables Australian and New Zealand advisers and brokers, institutional investors, and individual investors to screen and monitor the quality of capital allocation decisions by management teams and construct and manage portfolios of high-quality investments," ...

ASIC asks FSI for more flexible toolkit

MARK SMITH  |  WEDNESDAY, 4 JUN 2014
... reforms to meet the needs of Australian households and business in the future. These include developing a mechanism to monitor and address systemic risk in the financial system, encouraging further integration of international markets and cross-border ...

Dion Global launches new trading platform

ALEX DUNNIN  |  FRIDAY, 30 MAY 2014
Hartleys Limited has deployed a new trading and order management system that integrates these services into a single platform. The Dion Global Solutions platform known as TradeCentre allows users and brokers to manage the entire trading, order management ...

WB Financial launches SMA service with Praemium

LAURA MILLAN  |  TUESDAY, 27 MAY 2014
Wealth management firm WB Financial has relaunched its Agentia separately managed account (SMA) service on the Praemium platform. The service is available in super and non-super structures and it includes 11 new diversified model portfolios. The models ...

BT adds new capabilities to wrap platform

JAMES FERNYHOUGH  |  WEDNESDAY, 21 MAY 2014
... advisers to rebalance multiple clients at one time, set limits at a model portfolio level, tailor for individual clients and monitor account requirements for rebalancing using tolerance reporting at the model portfolio level. The changes will also allow ...

SMSF flexibility makes them error prone

ALEX DUNNIN  |  FRIDAY, 16 MAY 2014
... the complexity of the rules, such as those governing contributions "When monitoring contributions caps it's crucial to monitor the right level payment number for the right type of member," he said. SMSFs are prone to these issues because they are such ...

Queensland advice firm falls foul of regulator

MARK SMITH  |  THURSDAY, 15 MAY 2014
ASIC has accepted an enforceable undertaking (EU) from Queensland-based financial services firm LCL Capital after it found failings in the way the companyA monitored and supervised its advisers. ASIC's investigation came after a review of the advice ...

Cuts to ASIC and ATO push industry to self-regulation

LAURA MILLAN  |  WEDNESDAY, 14 MAY 2014
... organisation will be paying "close attention to the funding cuts earmarked for the regulator." De Gori added that the FPA will monitor "the impact to the funding in respect to any adverse effect in terms of licensing costs, and the like, for financial ...

SunGard launches hedge fund risk reporting service

MARK SMITH  |  TUESDAY, 13 MAY 2014
SunGard has launched its Hedge360 Risk Reporting Service which provides hedge funds with independently validated data and analytics to help carry out due diligence and risk management. SunGard said the fully hosted and managed service provides macro-scenario ...