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Showing 1161 - 1170 of 1797 results for "Monitor"

Advice numbers and client claims hit PIS results

LAURA MILLAN  |  MONDAY, 3 MAR 2014
The fall in advice numbers and the increase in client claims hit Professional Investment Services (PIS) revenue, which fell 7% during the first half of financial year 2014. Centrepoint Alliance-owned PIS reported that net revenues fell by 7% to $11.497 ...

Better ASIC-AFP relationship could lead to more prosecutions

LAURA MILLAN  |  MONDAY, 24 FEB 2014
There could be more legal prosecutions if the "inefficient" relationship between the Australian Securities and Investments Commission (ASIC) and the Australian Federal Police (AFP) was remedied, the Senate Economics Reference Committee has heard. ASIC ...

BT reveals post-awards strategy

JAMES FERNYHOUGH  |  THURSDAY, 20 FEB 2014
... in the best interest of their employees (a role normally associated with unions), she said employers rigorously vet and monitor their chosen fund. "They have policy committees, we have an investment advisor that we send to them. We have to give them ...

Ausbil appoints external auditor to investigate fund fees

LAURA MILLAN  |  WEDNESDAY, 19 FEB 2014
... recommendation and AMP noted that Ausbil is taking steps to rectify the situation. AMP is having regular meetings with Ausbil to monitor the evolution of the matter and is expecting Ausbil to present the conclusions of the investigation at the end of ...

ASIC enhances whistleblower communication

LAURA MILLAN  |  WEDNESDAY, 19 FEB 2014
The Australian Securities and Investments Commission (ASIC) is taking steps to improve whistleblower communication and protection, one of the main concerns that prompted the Senate inquiry into the regulator's performance. ASIC chairman Greg Medcraft ...

SunGard launches a faster STP processor

HARRY PAGE  |  FRIDAY, 14 FEB 2014
SunGard Financial Systems (SunGard) has announced the launch of a fully automated order processing and control solution for hedge fund managers, fund administrators and private equity firms. Asset Arena Data Connect, the new processing solution, has ...

APRA to scrutinise group insurance risk

JAMES FERNYHOUGH  |  WEDNESDAY, 12 FEB 2014
Group insurance risk management will be top of the agenda in a number of thematic reviews to be carried out by the Australian Prudential Regulation Authority (APRA), according to the regulator's general manager Greg Brunner. Speaking at the Australian ...

Centrepoint makes four key appointments

LAURA MILLAN  |  WEDNESDAY, 5 FEB 2014
Centrepoint Alliance has appointed a head of Distribution Strategy and Marketing, a national manager of Life Insurance, a head of Research and a regional manager for Queensland and northern New South Wales. Neil Rogan is the new head of Distribution ...

AustralianSuper takes 50% stake in UK shopping centre

JAMES FERNYHOUGH  |  TUESDAY, 14 JAN 2014
AustralianSuper's in-house property investment team has made its first direct property investment in the shape of a shopping centre in the UK garden city of Milton Keynes. AustralianSuper has teamed up with BT Pension Scheme - one of the largest in ...

BlackRock ends "unfair" analyst surveys

MARK SMITH  |  MONDAY, 13 JAN 2014
... providing information that is non-public when responding to the surveys. Despite this ASIC said that it would continue to monitor research houses and in December urged research houses to make public the results of the surveys they complete for hedge ...