Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1191 - 1200 of 1797 results for "Monitor"

Judge orders end of class action against WealthSure

LAURA MILLAN  |  MONDAY, 23 SEP 2013
... and is undertaking a full reform of the business after the regulator showed concerns over poor compliance and failure to monitor advisers' actions.

John Hewson calls for overhaul of superannuation system

MARK SMITH  |  TUESDAY, 17 SEP 2013
... Coalition outlines a fairly detailed, integrated strategy for financial services so people can see where it's going to go and monitor how it does that." Hewson, who was a founding partner of Macquarie Bank in the eighties, also warned that the Australian ...

Not long now

BENJAMIN ONG  |  MONDAY, 16 SEP 2013

ETF market closes in on $9 billion milestone

MARK SMITH  |  FRIDAY, 6 SEP 2013
... add to cost-sensitive investors who wish to maintain an exposure to active management. This is a space Zenith intends to monitor closely as we expect it to continue to develop," Higgins continued. In its first Sector Review for the ETF market, Zenith ...

Anne Street SMSF advice falls under ASIC radar

LAURA MILLAN  |  THURSDAY, 5 SEP 2013
Anne Street Partners Financial Services' advice to self-managed super fund (SMSF) clients has raised concerns from the Australian Securities and Investments Commission (ASIC). The practice has agreed to engage an independent expert who will review ...

WealthSure undertakes major reform of the business

LAURA MILLAN  |  TUESDAY, 3 SEP 2013
... following concerns by the Australian Securities and Investments Commission (ASIC) over poor compliance and failure to monitor advisers' actions. The dealer group will focus on training the advisers and the compliance team. WealthSure will develop an ...

PIS could face class action over "inadequate" advice

LAURA MILLAN  |  THURSDAY, 29 AUG 2013
... the Australian Securities and Investments Commission (ASIC) ordered the appointment of an independent expert to further monitor PIS. ASIC raised concerns over the dealer group's compliance and audit functions and the expert will test PIS' regulatory ...

AAP hits adviser milestone ahead of buyout

LAURA MILLAN  |  TUESDAY, 27 AUG 2013
Associated Advisory Practices (AAP) has reached a record number of 200 boutique practices only a few weeks before Centrepoint Alliance completes its full acquisition. Centrepoint is ready to complete the acquisition and it is expecting the schemes to ...

ASIC issues governance warning on local emerging market companies

MARK SMITH  |  TUESDAY, 27 AUG 2013
... companies that reported having an accounting segment or subsidiaries in an emerging market. ASIC said it will continue to monitor emerging market issuers in the coming year by including a number of these entities in its financial reporting surveillance ...

Aussie super, a tempting catch for organised crime

LAURA MILLAN  |  WEDNESDAY, 31 JUL 2013
... "Organised crime involved in frauds such as the Trio Capital fraud has access to very specialised professional advisers who monitor changes in the environment, and develop strategies and schemes aimed at targeting remaining vulnerabilities in the sec ...