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Showing 1081 - 1090 of 1372 results for "Harris"

Former NAB adviser permanently banned

HARRISON WORLEY  |  FRIDAY, 8 JUN 2018
ASIC has permanently banned a former NAB financial adviser after it found he acted dishonestly and was not of good character. Max Kiattisak Eung, who also goes by Kiattisak Eungpongpan, has been banned by the regulator as it continues to investigate ...

Former Sunsuper boss links with EQT

HARRISON WORLEY  |  FRIDAY, 8 JUN 2018
Equity Trustees has appointed a former Sunsuper chief executive as chair to subsidiary. Tony Lally will join the board of Equity Trustees Superannuation as chair; current chair John Crocker retire from his position. Equity Trustees managing director ...

ASIC looks into Melbourne planning firm

HARRISON WORLEY  |  THURSDAY, 7 JUN 2018
ASIC surveillance of a Melbourne based financial planning business will extend to an independent review of its compliance arrangements. Record keeping, supervision and other compliance arrangements of Melbourne-based Allied Financial Solutions are the ...

Aussie equities manager transitions leadership

HARRISON WORLEY  |  THURSDAY, 7 JUN 2018
The founder and managing director of an Australian investment manager with $5 billion of retail and institutional funds under management is set to transition away from the management of some portfolios. As planned for some time, Perennial Value Management's ...

Aussie retirement confidence dropping

HARRISON WORLEY  |  WEDNESDAY, 6 JUN 2018
Qantas Super's latest research highlights pessimism in middle aged Australians preparing to retire. Qantas Super's most recent retirement index shows Australian adults aged 40-59 are now the most pessimistic demographic when it comes to retirement. ...

Fidelity extends institutional capability

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
Fidelity International has appointed a former AMP Capital executive to head up its institutional business as the needs of its clients evolve. Joining the firm from his current post as head of institutional business at AMP Capital is John Meagher. Meagher ...

FirstChoice adds natural resources strategy

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
A global investment manager with more than $484 billion in assets under management has added its global natural resources strategy to Colonial First State's FirstChoice platform. Janus Henderson's global natural resources strategy is now available on ...

Global investment bank expands Australian team

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
The investment banking arm of the Royal Bank of Canada expanded its Australian distribution with the appointment of a head of fixed income sales. New York based Christopher Muirhead will join RBC Capital Markets Australian team in Sydney, linking from ...

ASIC bans former AMP adviser

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
ASIC's wealth management project has banned a former Charter Financial Planning adviser for five years. Desmond Luplau has copped a five-year ban on the provision of financial services from the regulator for failing to act in the best interests of his ...

Managing Director departs AMP-backed planning network

HARRISON WORLEY  |  MONDAY, 4 JUN 2018
The managing director of an AMP-backed financial planning dealer group with more than $23 billion in funds under advice has resigned. AMP confirmed the departure of Neil Swindells, managing director at Charter Financial Planning. Swindells was appointed ...