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Showing 1071 - 1080 of 2631 results for "Practices"

Super a money laundering target: AUSTRAC

HARRISON WORLEY  |  MONDAY, 17 DEC 2018
... needed to keep its wits about. "Criminals are ruthless in their efforts to find any vulnerability in law or business practices and the superannuation sector is no different," Rose said. "It is imperative that businesses have the necessary knowledge of ...

Royal Commission sparks risk book sell-off

JAMIE WILLIAMSON  |  FRIDAY, 14 DEC 2018
... in mergers and acquisitions of financial planning and accounting businesses, is currently working with 94 individual practices that are looking to sell their business. In terms of supply and demand, Radar Results founder John Birt said the group currently ...

FPA reviews disciplinary regulations

JAMIE WILLIAMSON  |  WEDNESDAY, 12 DEC 2018
... occurred and whether it should be investigated. Boucher also recommended the adoption of appropriate complaint handling practices by the CRC and investigation officer, and for the determination of which misconduct constitutes a breach or a sanction to ...

Industry dubious about one regulatory body: Survey

KARREN VERGARA  |  MONDAY, 10 DEC 2018
... impose stronger penalties. In its chief focus on governance and risk culture, Hayne asked if APRA's s regulatory practices and enforcement are satisfactory. It was only in August 2017 that APRA set a precedent and decided to establish a prudential ...

New initiatives ready advisers for the future

JAMIE WILLIAMSON  |  WEDNESDAY, 5 DEC 2018
... advisers have emerged, we've been working diligently to provide subscribers with best-of-breed solutions to help their practices adjust to the shifting landscape," knowITdigital chief executive Wayne Wilson said. The first partnership, with financial ...

Super pool ripe for adviser picking

JAMIE WILLIAMSON  |  THURSDAY, 29 NOV 2018
... new education standards, the inability to meet this demand compounds. However, ClearView believes established advice practices will prosper with the only issue being whether prospective clients are willing to pay a fair price for services. Despite the ...

Overhaul executive remuneration: Poll

KARREN VERGARA  |  MONDAY, 26 NOV 2018
... inadequate but went ahead in approving large pay packets. This is despite Livingstone defending the banks' remuneration practices at a Standing Committee on Economics in October 2017, claiming it had made the "right determination." When chief executive ...

Vertical integration not to blame

HARRISON WORLEY  |  MONDAY, 26 NOV 2018
... many examples of misconduct resulting in bad outcomes for customers and has refocused its attention on how remuneration practices influence behavior. Hayne's interim report drew attention to this, saying there are questions about how industry participants ...

Royal Commission on social media: Executives grilled

HARRISON WORLEY  |  FRIDAY, 23 NOV 2018
... (@psimpsonmorgan) November 21, 2018 Private investor Peter Morgan was bemused as the Royal Commission revealed the remuneration practices in Australia's largest financial services companies. As customers were gouged & wages suppressed, the former head ...

Comyn promises personal accountability

KARREN VERGARA  |  TUESDAY, 20 NOV 2018
... sure there will be missteps. But I hope [there won't be]," he said. Orr grilled Comyn on CBA's poor selling practices, specifically on consumer credit insurance, and home loan and personal loan protection products. Comyn said the process of remediation ...