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Showing 1061 - 1070 of 2631 results for "Practices"

Morningstar distribution executive joins fund manager

JAMIE WILLIAMSON  |  FRIDAY, 1 FEB 2019
... on the independent financial adviser market. The firm is currently working with 10 dealer groups and about 50 advice practices, he said. Milford is also in the process of having its Australian Absolute Return Growth Fund added to several platforms, including ...

ASIC terminates managed accounts provider AFSL

KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... managed discretionary account provider specialising in trading services and advice, uncovered widespread non-compliance practices. Jade Capital advertised misleading information on returns, fees and costs, performance history and results relating to ...

Pacific Current Group expands US investment

HARRISON WORLEY  |  THURSDAY, 24 JAN 2019
... to improve the lives of the financial advisers it supports by providing the tools and support needed for their advice practices. As a "hybrid RIA platform", IFP provides middle office services to advisers, but is preparing to launch its own broker-dealer ...

PSP ramps up Aussie agriculture investment

KARREN VERGARA  |  WEDNESDAY, 16 JAN 2019
... that investing in BFB is emblematic of PSP's strategy to partner with like-minded local operators committed to best practices in the areas of employee health and safety, the environment, community engagement and corporate governance. "We have full ...

ASIC to examine super fund and employer connections

HARRISON WORLEY  |  TUESDAY, 8 JAN 2019
... superannuation since 2016. The corporate regulator's 2018-22 corporate plan outlines its intent to continue reviewing the practices of superannuation trustees, including the provision of advice, fee-for-no-service, disclosure benefits and inducements ...

Ausbil ESG strategy advances

DARREN SNYDER  |  THURSDAY, 3 JAN 2019
... often easy to disregard in the investment process Improved monitoring and supervision of investors' ESG integration practices Ausbil is a signatory to the PRI. It is owned by its employees and multi-affiliate manager New York Life Investment Management ...

CFS study finds managed accounts improve advice

KANIKA SOOD  |  FRIDAY, 21 DEC 2018
... whitepaper takes what the industry knows anecdotally about how managed accounts are supporting the evolution of advice practices and delivered data and insights into it. "The whitepaper shows that advisers who use managed accounts are reporting reduced ...

APRA lifts interest-only restrictions

HARRISON WORLEY  |  FRIDAY, 21 DEC 2018
... benchmark for new interest-only residential mortgages, which it initially put in place in 2017 to "reinforce sound lending practices." However, the regulator said this week that the benchmark policy had served its purpose and would be removed; given ...

Ten stories that defined the Royal Commission

HARRISON WORLEY  |  WEDNESDAY, 19 DEC 2018
... February 2018, the insurer announced it would refund $1.5 million to thousands of customers as a result of poor sales practices, including using unfair and high pressure sales tactics to sell life insurance direct to consumers between 1 January 2014 ...

ASIC sharpens focus on managed accounts

KARREN VERGARA  |  TUESDAY, 18 DEC 2018
... provided in more detail. In its 2018-22 Corporate Plan, the corporate regulator announced a new project reviewing the practices of managed discretionary accounts (MDAs) and platforms to identify issues affecting consumer outcomes. This includes looking ...